Sigma Planning Corp Top Holdings and 13F Report (2024)

About Sigma Planning Corp

Investment Activity

  • Sigma Planning Corp has $3.18 billion in total holdings as of March 31, 2024.
  • Sigma Planning Corp owns shares of 1,216 different stocks, but just 288 companies or ETFs make up 80% of its holdings.
  • Approximately 57.88% of the portfolio was purchased this quarter.
  • About 0.77% of the portfolio was sold this quarter.
  • This quarter, Sigma Planning Corp has purchased 844 new stocks and bought additional shares in 761 stocks.
  • Sigma Planning Corp sold shares of 43 stocks and completely divested from 36 stocks this quarter.

Largest Holdings

Apple
$133,629,525
Invesco QQQ
$74,616,949
Microsoft
$73,850,564
Amazon.com
$65,665,935

Largest New Holdings this Quarter

ARM HOLDINGS PLC
$4,093,672 Holding
Amphenol
$2,841,989 Holding

Largest Purchases this Quarter

iShares Core S&P 500 ETF
188,068 shares (about $98.87M)
Apple
505,741 shares (about $86.72M)
Amazon.com
221,661 shares (about $39.98M)
Microsoft
92,492 shares (about $38.91M)
Invesco QQQ
83,551 shares (about $37.10M)

Largest Sales this Quarter

Constellation Energy
12,722 shares (about $2.35M)
Pacer Trendpilot US Large Cap ETF
39,409 shares (about $1.88M)
Super Micro Computer
1,484 shares (about $1.50M)
Hercules Capital
46,919 shares (about $865.67K)
Invesco Russell 1000 Dynamic Multifactor ETF
14,659 shares (about $809.62K)

Sector Allocation Over Time

Map of 500 Largest Holdings ofSigma Planning Corp

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$177,777,071$98,873,223 125.3%338,1525.6%ETF
Apple Inc. stock logo
AAPL
Apple
$133,629,525$86,724,554 184.9%779,2714.2%Computer and Technology
Invesco QQQ stock logo
QQQ
Invesco QQQ
$74,616,949$37,097,569 98.9%168,0522.3%Finance
Microsoft Co. stock logo
MSFT
Microsoft
$73,850,564$38,913,403 111.4%175,5332.3%Computer and Technology
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$65,665,935$39,983,235 155.7%364,0422.1%Retail/Wholesale
NVIDIA Co. stock logo
NVDA
NVIDIA
$64,202,690$30,066,069 88.1%71,0552.0%Computer and Technology
iShares Core Dividend Growth ETF stock logo
DGRO
iShares Core Dividend Growth ETF
$50,191,812$28,093,634 127.1%864,4811.6%ETF
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$50,119,883$28,564,536 132.5%95,8181.6%Finance
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$46,849,975$28,214,556 151.4%554,8311.5%ETF
Vanguard S&P 500 ETF stock logo
VOO
Vanguard S&P 500 ETF
$44,033,876$25,989,231 144.0%91,6031.4%ETF
iShares iBoxx $ Investment Grade Corporate Bond ETF stock logo
LQD
iShares iBoxx $ Investment Grade Corporate Bond ETF
$35,693,796$21,460,978 150.8%327,7061.1%Finance
Pacer US Cash Cows 100 ETF stock logo
COWZ
Pacer US Cash Cows 100 ETF
$35,000,404$20,342,158 138.8%602,3131.1%ETF
Schwab US Dividend Equity ETF stock logo
SCHD
Schwab US Dividend Equity ETF
$30,764,149$17,863,424 138.5%381,5471.0%ETF
iShares Core S&P Mid-Cap ETF stock logo
IJH
iShares Core S&P Mid-Cap ETF
$25,847,122$23,603,872 1,052.2%425,5370.8%ETF
Alphabet Inc. stock logo
GOOG
Alphabet
$24,774,898$16,687,587 206.3%162,7140.8%Computer and Technology
Berkshire Hathaway Inc. stock logo
BRK.B
Berkshire Hathaway
$22,694,077$11,427,359 101.4%53,9660.7%Finance
AbbVie Inc. stock logo
ABBV
AbbVie
$22,671,514$8,585,129 60.9%124,5000.7%Medical
FDEC
FT Vest U.S. Equity Buffer ETF - December
$22,250,804$7,216,943 48.0%539,9370.7%ETF
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$22,125,388$13,255,580 149.4%118,4370.7%ETF
VanEck Morningstar Wide Moat ETF stock logo
MOAT
VanEck Morningstar Wide Moat ETF
$21,805,786$10,789,799 97.9%242,5560.7%ETF
iShares Core S&P Small-Cap ETF stock logo
IJR
iShares Core S&P Small-Cap ETF
$20,544,042$9,866,909 92.4%185,8850.6%ETF
iShares Floating Rate Bond ETF stock logo
FLOT
iShares Floating Rate Bond ETF
$18,943,813$10,292,443 119.0%371,0100.6%ETF
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$18,780,317$9,328,442 98.7%91,2900.6%Finance
Alphabet Inc. stock logo
GOOGL
Alphabet
$16,543,341$6,163,700 59.4%109,6090.5%Computer and Technology
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$16,255,881$8,414,564 107.3%165,9770.5%Finance
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$16,035,194$5,365,033 50.3%20,6110.5%Medical
Meta Platforms, Inc. stock logo
META
Meta Platforms
$16,016,646$8,482,257 112.6%32,9840.5%Computer and Technology
iShares 1-3 Year Treasury Bond ETF stock logo
SHY
iShares 1-3 Year Treasury Bond ETF
$15,871,588$10,693,752 206.5%194,0760.5%Manufacturing
JPMorgan Equity Premium Income ETF stock logo
JEPI
JPMorgan Equity Premium Income ETF
$15,521,065$9,306,494 149.8%268,2520.5%ETF
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$15,076,583$8,310,648 122.8%75,2700.5%Finance
iShares Global 100 ETF stock logo
IOO
iShares Global 100 ETF
$15,057,224$8,400,094 126.2%168,4060.5%ETF
iShares National Muni Bond ETF stock logo
MUB
iShares National Muni Bond ETF
$14,659,769$7,350,060 100.6%136,2430.5%ETF
First Trust TCW Opportunistic Fixed Income ETF stock logo
FIXD
First Trust TCW Opportunistic Fixed Income ETF
$14,653,266$9,776,779 200.5%336,0840.5%Manufacturing
Invesco S&P 500 Equal Weight ETF stock logo
RSP
Invesco S&P 500 Equal Weight ETF
$14,125,350$9,905,986 234.8%83,3990.4%ETF
Exxon Mobil Co. stock logo
XOM
Exxon Mobil
$14,122,439$8,635,759 157.4%121,4930.4%Oils/Energy
iShares Russell 2000 ETF stock logo
IWM
iShares Russell 2000 ETF
$14,029,548$10,018,702 249.8%66,7120.4%Finance
iShares MSCI USA Min Vol Factor ETF stock logo
USMV
iShares MSCI USA Min Vol Factor ETF
$13,350,282$7,632,971 133.5%159,7300.4%ETF
The Home Depot, Inc. stock logo
HD
Home Depot
$13,018,039$6,636,760 104.0%33,9360.4%Retail/Wholesale
Costco Wholesale Co. stock logo
COST
Costco Wholesale
$12,966,181$6,084,537 88.4%17,6980.4%Retail/Wholesale
Vanguard Total Stock Market ETF stock logo
VTI
Vanguard Total Stock Market ETF
$12,909,445$6,860,953 113.4%49,6700.4%ETF
Visa Inc. stock logo
V
Visa
$12,543,065$7,819,601 165.5%44,9440.4%Business Services
The Procter & Gamble Company stock logo
PG
Procter & Gamble
$12,038,994$7,191,433 148.4%74,2000.4%Consumer Staples
Technology Select Sector SPDR Fund stock logo
XLK
Technology Select Sector SPDR Fund
$11,942,307$4,445,354 59.3%57,3400.4%ETF
Advanced Micro Devices, Inc. stock logo
AMD
Advanced Micro Devices
$11,606,366$9,267,368 396.2%64,3040.4%Computer and Technology
iShares MSCI USA Quality Factor ETF stock logo
QUAL
iShares MSCI USA Quality Factor ETF
$11,562,652$5,499,216 90.7%70,3530.4%ETF
Schwab US Large-Cap ETF stock logo
SCHX
Schwab US Large-Cap ETF
$11,250,759$9,077,475 417.7%181,2880.4%ETF
iShares Broad USD Investment Grade Corporate Bond ETF stock logo
USIG
iShares Broad USD Investment Grade Corporate Bond ETF
$11,223,428$6,914,829 160.5%221,0640.4%Manufacturing
Vanguard Value ETF stock logo
VTV
Vanguard Value ETF
$11,018,821$5,467,067 98.5%67,6580.3%ETF
iShares 20+ Year Treasury Bond ETF stock logo
TLT
iShares 20+ Year Treasury Bond ETF
$10,788,391$9,167,265 565.5%114,0180.3%ETF
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$10,628,995$6,242,998 142.3%67,1910.3%Medical
First Trust Enhanced Short Maturity ETF stock logo
FTSM
First Trust Enhanced Short Maturity ETF
$10,610,610$5,007,740 89.4%177,9700.3%Manufacturing
First Trust Capital Strength ETF stock logo
FTCS
First Trust Capital Strength ETF
$10,543,194$4,925,827 87.7%123,0960.3%ETF
iShares 5-10 Year Investment Grade Corporate Bond ETF stock logo
IGIB
iShares 5-10 Year Investment Grade Corporate Bond ETF
$10,505,822$6,529,780 164.2%203,6010.3%Manufacturing
Verizon Communications Inc. stock logo
VZ
Verizon Communications
$10,411,587$5,986,817 135.3%248,1310.3%Computer and Technology
iShares Core S&P U.S. Value ETF stock logo
IUSV
iShares Core S&P U.S. Value ETF
$10,231,747$6,437,337 169.7%113,1330.3%Manufacturing
Waste Management, Inc. stock logo
WM
Waste Management
$10,153,781$5,034,260 98.3%47,6360.3%Business Services
First Trust NASDAQ Rising Dividend Achievers stock logo
RDVY
First Trust NASDAQ Rising Dividend Achievers
$9,875,641$4,882,858 97.8%175,8170.3%Manufacturing
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$9,715,915$5,098,877 110.4%130,9060.3%ETF
Caterpillar Inc. stock logo
CAT
Caterpillar
$9,701,503$4,700,694 94.0%26,4750.3%Industrial Products
Capital Group Dividend Value ETF stock logo
CGDV
Capital Group Dividend Value ETF
$9,495,940$5,037,936 113.0%292,1820.3%ETF
Health Care Select Sector SPDR Fund stock logo
XLV
Health Care Select Sector SPDR Fund
$9,161,565$4,702,292 105.4%62,0150.3%ETF
Schwab U.S. Large-Cap Growth ETF stock logo
SCHG
Schwab U.S. Large-Cap Growth ETF
$9,135,554$6,133,453 204.3%98,5280.3%ETF
BlackRock Ultra Short-Term Bond ETF stock logo
ICSH
BlackRock Ultra Short-Term Bond ETF
$8,521,226$3,829,182 81.6%168,5360.3%ETF
Salesforce, Inc. stock logo
CRM
Salesforce
$8,500,889$5,020,720 144.3%28,2250.3%Computer and Technology
Vanguard Intermediate-Term Bond ETF stock logo
BIV
Vanguard Intermediate-Term Bond ETF
$8,480,662$6,324,059 293.2%112,4750.3%ETF
Vanguard Short-Term Corporate Bond ETF stock logo
VCSH
Vanguard Short-Term Corporate Bond ETF
$8,441,906$5,918,264 234.5%109,1950.3%ETF
Walmart Inc. stock logo
WMT
Walmart
$8,306,046$6,880,860 482.8%138,0430.3%Retail/Wholesale
Broadcom Inc. stock logo
AVGO
Broadcom
$8,292,222$6,266,884 309.4%6,2560.3%Computer and Technology
iShares Core S&P Total U.S. Stock Market ETF stock logo
ITOT
iShares Core S&P Total U.S. Stock Market ETF
$8,273,369$2,861,176 52.9%71,7550.3%ETF
First Trust Low Duration Opportunities ETF stock logo
LMBS
First Trust Low Duration Opportunities ETF
$8,145,660$3,580,005 78.4%168,8220.3%Manufacturing
Energy Select Sector SPDR Fund stock logo
XLE
Energy Select Sector SPDR Fund
$8,133,136$2,276,602 38.9%86,1470.3%ETF
JANW
AllianzIM U.S. Large Cap Buffer20 Jan ETF
$8,020,036$8,020,036 New Holding255,1300.3%ETF
Tesla, Inc. stock logo
TSLA
Tesla
$8,019,470$3,155,296 64.9%45,6190.3%Auto/Tires/Trucks
First Trust SMID Cap Rising Dividend Archievers ETF stock logo
SDVY
First Trust SMID Cap Rising Dividend Archievers ETF
$7,969,721$6,632,213 495.9%228,8830.3%ETF
NextEra Energy, Inc. stock logo
NEE
NextEra Energy
$7,882,841$4,031,215 104.7%123,3420.2%Utilities
UnitedHealth Group Incorporated stock logo
UNH
UnitedHealth Group
$7,847,631$4,420,260 129.0%15,8630.2%Medical
Fidelity MSCI Health Care Index ETF stock logo
FHLC
Fidelity MSCI Health Care Index ETF
$7,768,974$3,585,208 85.7%111,3510.2%ETF
Schwab Fundamental International Large Company Index ETF stock logo
FNDF
Schwab Fundamental International Large Company Index ETF
$7,666,779$7,178,743 1,470.9%215,2980.2%ETF
Vanguard FTSE Developed Markets ETF stock logo
VEA
Vanguard FTSE Developed Markets ETF
$7,658,615$4,630,649 152.9%152,6530.2%ETF
First Trust NASDAQ Technology Dividend Index Fund stock logo
TDIV
First Trust NASDAQ Technology Dividend Index Fund
$7,658,313$3,759,695 96.4%109,9220.2%Manufacturing
Chevron Co. stock logo
CVX
Chevron
$7,404,827$3,898,249 111.2%46,9430.2%Oils/Energy
FT Vest Laddered Buffer ETF stock logo
BUFR
FT Vest Laddered Buffer ETF
$7,346,444$5,164,163 236.6%262,7480.2%ETF
First Trust Dorsey Wright Focus 5 ETF stock logo
FV
First Trust Dorsey Wright Focus 5 ETF
$7,160,279$2,970,525 70.9%125,1140.2%Manufacturing
iShares S&P Small-Cap 600 Growth ETF stock logo
IJT
iShares S&P Small-Cap 600 Growth ETF
$7,098,022$4,396,865 162.8%54,2950.2%ETF
Vanguard Dividend Appreciation ETF stock logo
VIG
Vanguard Dividend Appreciation ETF
$6,916,974$3,703,370 115.2%37,8780.2%ETF
Vanguard Mid-Cap ETF stock logo
VO
Vanguard Mid-Cap ETF
$6,848,483$3,989,056 139.5%27,4090.2%ETF
The Walt Disney Company stock logo
DIS
Walt Disney
$6,815,495$3,534,880 107.8%55,7000.2%Consumer Discretionary
Uber Technologies, Inc. stock logo
UBER
Uber Technologies
$6,799,965$4,813,838 242.4%88,3220.2%Computer and Technology
First Trust TCW Unconstrained Plus Bond ETF stock logo
UCON
First Trust TCW Unconstrained Plus Bond ETF
$6,707,690$2,914,119 76.8%272,6700.2%ETF
International Business Machines Co. stock logo
IBM
International Business Machines
$6,542,179$3,643,943 125.7%34,2590.2%Computer and Technology
Abbott Laboratories stock logo
ABT
Abbott Laboratories
$6,478,778$1,229,355 23.4%57,0010.2%Medical
JPMorgan Ultra-Short Income ETF stock logo
JPST
JPMorgan Ultra-Short Income ETF
$6,453,963$3,100,074 92.4%127,9270.2%ETF
PepsiCo, Inc. stock logo
PEP
PepsiCo
$6,407,223$2,601,567 68.4%36,6100.2%Consumer Staples
Fidelity Total Bond ETF stock logo
FBND
Fidelity Total Bond ETF
$6,402,965$3,821,598 148.0%141,3140.2%ETF
McDonald's Co. stock logo
MCD
McDonald's
$6,338,626$3,407,424 116.2%22,4810.2%Retail/Wholesale
Utilities Select Sector SPDR Fund stock logo
XLU
Utilities Select Sector SPDR Fund
$6,322,299$2,910,005 85.3%96,3030.2%ETF
Vanguard Total International Bond ETF stock logo
BNDX
Vanguard Total International Bond ETF
$6,264,278$4,997,531 394.5%127,3480.2%ETF
ServiceNow, Inc. stock logo
NOW
ServiceNow
$6,168,846$5,420,899 724.8%8,0910.2%Computer and Technology
First Trust Value Line Dividend Index Fund stock logo
FVD
First Trust Value Line Dividend Index Fund
$6,139,831$1,348,744 28.2%145,3900.2%ETF
iShares Morningstar Mid-Cap Growth ETF stock logo
IMCG
iShares Morningstar Mid-Cap Growth ETF
$6,114,479$3,418,734 126.8%86,5090.2%ETF

Showing largest 100 holdings. View all holdings.

More Institutional Buying and Selling Information

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