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RiverNorth Opportunities Fund (RIV) Institutional Ownership

RiverNorth Opportunities Fund logo
$11.46 +0.14 (+1.24%)
Closing price 04/25/2025 03:59 PM Eastern
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$11.44 -0.02 (-0.13%)
As of 04/25/2025 04:05 PM Eastern
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Institutional Ownership Changes (13F Filings) for RiverNorth Opportunities Fund (NYSE:RIV)

Number of
Institutional Buyers
(last 12 months)
28
Total
Institutional Inflows
(last 12 months)
$18.35M
Number of
Institutional Sellers
(last 12 months)
13
Total
Institutional Outflows
(last 12 months)
$3.19M
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Skip Chart & View Institutional Buying and Selling Data

RIV Institutional Buying and Selling by Quarter

RiverNorth Opportunities Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/24/2025Total Wealth Planning & Management Inc.26,201$309K0.3%N/A0.000%
4/23/2025 Oppenheimer & Co. Inc.46,868$553K0.0%+5.9%0.000%
4/18/2025 Tennessee Valley Asset Management Partners113,205$1.34M0.2%+19.0%0.000%
4/11/2025 SeaCrest Wealth Management LLC19,251$227K0.0%-20.1%0.000%
2/25/2025B. Riley Wealth Advisors Inc.183,738$2.11M0.1%-27.4%0.000%
2/18/2025Elequin Capital LP6,445$74K0.0%N/A0.000%
2/17/2025CoreCap Advisors LLC31,050$357K0.0%+21.1%0.000%
2/17/2025Cary Street Partners Financial LLC10,500$121K0.0%N/A0.000%
2/17/2025Baird Financial Group Inc.99,728$1.15M0.0%+0.8%0.000%
2/17/2025Bank of America Corp DE37,654$433K0.0%-69.4%0.000%
2/14/2025Jane Street Group LLC23,458$270K0.0%N/A0.000%
2/14/2025Shaker Financial Services LLC101,071$1.16M0.4%N/A0.000%
2/13/2025NewEdge Advisors LLC20,000$230K0.0%-10.3%0.000%
2/13/2025Raymond James Financial Inc.59,890$688K0.0%N/A0.000%
2/13/2025Envestnet Asset Management Inc.172,956$1.99M0.0%+10.9%0.000%
2/13/2025Wells Fargo & Company MN231,724$2.66M0.0%+1.9%0.000%
2/12/2025Everstar Asset Management LLC83,084$955K0.7%-1.5%0.000%
2/11/2025LPL Financial LLC406,648$4.67M0.0%+24.6%0.000%
2/7/2025 Sequoia Financial Advisors LLC14,000$161K0.0%-68.2%0.000%
2/7/2025HighTower Advisors LLC19,280$222K0.0%+54.2%0.000%
2/7/2025Independent Advisor Alliance10,023$115K0.0%N/A0.000%
2/6/2025Raymond James Financial Inc.59,890$688K0.0%N/A0.000%
2/5/2025 Oppenheimer & Co. Inc.44,274$509K0.0%+2.3%0.000%
2/5/2025Advisor OS LLC51,796$595K0.1%N/A0.000%
1/31/2025Atria Wealth Solutions Inc.113,390$1.30M0.0%+499.8%0.000%
1/30/2025Sheaff Brock Investment Advisors LLC42,780$492K0.0%+25.8%0.000%
1/30/2025Strategic Financial Concepts LLC16,600$191K0.0%+10.7%0.000%
1/30/2025Principal Securities Inc.165,714$1.90M0.0%+6.6%0.000%
1/30/2025Nations Financial Group Inc. IA ADV87,312$1.00M0.1%-1.7%0.000%
1/28/2025Strategic Financial Concepts LLC190,734$2.19M0.0%+1,171.6%0.000%
1/17/2025 Janney Montgomery Scott LLC36,392$418K0.0%-7.6%0.000%
1/17/2025Westside Investment Management Inc.20,000$230K0.0%-5.7%0.000%
1/14/2025 SeaCrest Wealth Management LLC24,086$277K0.0%+7.2%0.000%
12/13/2024B. Riley Wealth Advisors Inc.253,229$3.27M0.1%+2.0%0.000%
11/12/2024Penserra Capital Management LLC608,675$7.86M0.2%N/A0.000%
11/5/2024Nations Financial Group Inc. IA ADV88,842$1.15M0.1%-0.9%0.000%
10/24/2024 GHP Investment Advisors Inc.2,110$27K0.0%N/A0.000%
10/22/2024Private Advisor Group LLC26,422$341K0.0%-20.6%0.000%
10/22/2024 Sequoia Financial Advisors LLC44,000$568K0.0%N/A0.000%
10/16/2024 SeaCrest Wealth Management LLC22,478$290K0.0%+8.3%0.000%
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8/19/2024B. Riley Wealth Advisors Inc.248,240$3.04M0.1%+28.3%0.000%
8/16/2024Quarry LP53,170$651K0.1%-1.9%0.000%
8/9/2024 Tennessee Valley Asset Management Partners97,202$1.19M0.2%+1.5%0.000%
8/7/2024Wedbush Securities Inc.26,801$328K0.0%-7.5%0.000%
7/29/2024Nations Financial Group Inc. IA ADV89,676$1.10M0.1%+1.4%0.000%
7/25/2024Calamos Advisors LLC30,271$371K0.0%+27.6%0.000%
7/22/2024 SeaCrest Wealth Management LLC20,753$254K0.0%-5.6%0.000%
7/19/2024 Tennessee Valley Asset Management Partners97,202$1.19M0.3%+1.5%0.000%
7/11/2024U.S. Capital Wealth Advisors LLC12,000$147K0.0%-37.0%0.000%
5/16/2024B. Riley Wealth Advisors Inc.193,450$2.33M0.1%-8.6%0.000%
5/7/2024 Oppenheimer & Co. Inc.41,975$505K0.0%+4.3%0.000%
5/1/2024 Janney Montgomery Scott LLC231,824$2.79M0.0%-13.6%0.000%
5/1/2024Private Advisor Group LLC31,450$379K0.0%+6.9%0.000%
4/22/2024Strategic Financial Concepts LLC14,100$170K0.0%N/A0.000%
3/15/2024B. Riley Wealth Advisors Inc.211,669$2.33M0.1%+9.4%0.000%
2/20/2024Quarry LP58,700$645K0.1%N/A0.000%
2/9/2024Nations Financial Group Inc. IA ADV88,450$972K0.1%+27.2%0.000%
2/9/2024BlackDiamond Wealth Management LLC28,936$337K0.2%N/A0.000%
2/8/2024Sheaff Brock Investment Advisors LLC33,000$363K0.0%+40.4%0.000%
2/8/2024 Janney Montgomery Scott LLC268,295$2.95M0.0%+0.3%0.000%
2/7/2024Shaker Financial Services LLC33,153$364K0.1%-31.6%0.000%
2/7/2024Principal Securities Inc.114,972$1.26M0.0%N/A0.000%
2/6/2024National Bank of Canada FI2,639$29K0.0%N/A0.000%
2/6/2024U.S. Capital Wealth Advisors LLC29,819$328K0.0%-11.3%0.000%
2/5/2024AEGON USA Investment Management LLC50,165$551K0.4%+43.6%0.000%
2/5/2024Transcend Capital Advisors LLC12,054$132K0.0%N/A0.000%
2/2/2024Atria Wealth Solutions Inc.12,223$134K0.0%N/A0.000%
2/1/2024Wolverine Asset Management LLC24,545$270K0.0%N/A0.000%
2/1/2024Sigma Planning Corp23,331$256K0.0%-44.6%0.000%
1/29/2024 Tennessee Valley Asset Management Partners95,497$1.05M0.3%+37.4%0.000%
1/25/2024Blue Bell Private Wealth Management LLC4,486$49K0.0%N/A0.000%
1/18/2024 SeaCrest Wealth Management LLC22,448$251K0.0%-30.2%0.000%
1/16/2024Raymond James Financial Services Advisors Inc.24,732$272K0.0%N/A0.000%
1/16/2024Raymond James & Associates44,336$487K0.0%+39.3%0.000%
1/16/2024CoreCap Advisors LLC12,425$137K0.0%+14.8%0.000%
1/8/2024 Channel Wealth LLC22,121$243K0.1%-16.2%0.000%
12/1/2023B. Riley Wealth Advisors Inc.193,450$2.03M0.1%-18.4%0.000%
11/8/2023 Janney Montgomery Scott LLC267,409$2.81M0.0%+6.3%0.000%
11/8/2023Landscape Capital Management L.L.C.14,487$152K0.0%-52.4%0.000%
11/8/2023 Oppenheimer & Co. Inc.39,180$412K0.0%+14.4%0.000%
11/2/2023Shaker Financial Services LLC48,474$509K0.2%-69.8%0.000%
10/24/2023 Channel Wealth LLC26,396$277K0.2%+4.3%0.000%
10/23/2023Commonwealth Equity Services LLC33,707$354K0.0%+4.0%0.000%
10/20/2023U.S. Capital Wealth Advisors LLC33,604$353K0.0%-8.4%0.000%
8/14/2023CSS LLC IL33,003$378K0.0%+3.1%0.000%
8/14/2023Mangrove Partners379,395$4.34M0.3%+97.6%0.000%
8/11/2023Cornerstone Advisors LLC25,459$291K0.0%N/A0.000%
8/11/2023Landscape Capital Management L.L.C.30,428$348K0.0%-55.5%0.000%
8/10/2023Private Advisor Group LLC28,435$325K0.0%+25.3%0.000%
8/10/2023Sit Investment Associates Inc.343,324$3.93M0.1%-41.8%0.000%
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8/7/2023Shaker Financial Services LLC160,715$1.84M0.8%-29.4%0.000%
8/4/2023U.S. Capital Wealth Advisors LLC36,704$420K0.0%+28.5%0.000%
8/3/2023 Oppenheimer & Co. Inc.34,257$392K0.0%+31.9%0.000%
8/1/2023AEGON USA Investment Management LLC30,565$350K0.2%+34.9%0.000%
7/31/2023LPL Financial LLC62,040$710K0.0%+189.7%0.000%
7/27/2023B. Riley Wealth Advisors Inc.236,940$2.71M0.1%+4.4%0.000%
7/26/2023 Janney Montgomery Scott LLC251,639$2.88M0.0%-0.7%0.000%
7/26/2023 Channel Wealth LLC25,316$290K0.2%-10.6%0.000%
7/17/2023 Tennessee Valley Asset Management Partners68,752$787K0.3%+5.8%0.000%
6/20/2023Oliver Lagore Vanvalin Investment Group2,400$27K0.0%+140.0%0.000%
(Data available from 1/1/2016 forward)

RIV Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of RIV shares?

During the previous two years, 58 institutional investors and hedge funds held shares of RiverNorth Opportunities Fund. The most heavily invested institutionals were Penserra Capital Management LLC ($7.86M), LPL Financial LLC ($4.67M), Mangrove Partners ($4.34M), Sit Investment Associates Inc. ($3.93M), Wells Fargo & Company MN ($2.66M), B. Riley Wealth Advisors Inc. ($2.11M), and Envestnet Asset Management Inc. ($1.99M).Learn more on RIV's institutional investors.

Which institutional investors have been buying RiverNorth Opportunities Fund stock?

Of the 49 institutional investors that purchased RiverNorth Opportunities Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Penserra Capital Management LLC ($608.68K), Shaker Financial Services LLC ($328.82K), Strategic Financial Concepts LLC ($191.43K), Mangrove Partners ($187.40K), Principal Securities Inc. ($125.22K), LPL Financial LLC ($120.91K), and Raymond James Financial Inc. ($119.78K).

How much institutional buying is happening at RiverNorth Opportunities Fund?

Institutional investors have bought a total of 2,711,943 shares in the last 24 months. This purchase volume represents approximately $31.89M in transactions.

Which RiverNorth Opportunities Fund major shareholders have been selling company stock?

Of the 21 institutional investors that sold RiverNorth Opportunities Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Sit Investment Associates Inc. ($246.30K), Shaker Financial Services LLC ($194.59K), B. Riley Wealth Advisors Inc. ($131.20K), Bank of America Corp DE ($85.48K), Landscape Capital Management L.L.C. ($53.95K), Janney Montgomery Scott LLC ($41.21K), and Sequoia Financial Advisors LLC ($30K).

How much institutional selling is happening at RiverNorth Opportunities Fund?

Institutional investors have sold a total of 902,847 shares in the last 24 months. This volume of shares sold represents approximately $10.20M in transactions.


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This page (NYSE:RIV) was last updated on 4/26/2025 by MarketBeat.com Staff
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