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RiverNorth Opportunities Fund (RIV) Institutional Ownership

RiverNorth Opportunities Fund logo
$12.11 +0.01 (+0.08%)
As of 03:59 PM Eastern

Institutional Ownership Changes (13F Filings) for RiverNorth Opportunities Fund (NYSE:RIV)

Number of
Institutional Buyers
(last 12 months)
22
Total
Institutional Inflows
(last 12 months)
$13.40M
Number of
Institutional Sellers
(last 12 months)
11
Total
Institutional Outflows
(last 12 months)
$1.36M
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RIV Institutional Buying and Selling by Quarter

RiverNorth Opportunities Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
1/17/2025 Janney Montgomery Scott LLC36,392$418K0.0%-7.6%0.000%
1/17/2025 Westside Investment Management Inc.20,000$230K0.0%-5.7%0.000%
1/14/2025 SeaCrest Wealth Management LLC24,086$277K0.0%+7.2%0.000%
12/13/2024B. Riley Wealth Advisors Inc.253,229$3.27M0.1%+2.0%0.000%
11/12/2024Penserra Capital Management LLC608,675$7.86M0.2%N/A0.000%
11/5/2024Nations Financial Group Inc. IA ADV88,842$1.15M0.1%-0.9%0.000%
10/24/2024GHP Investment Advisors Inc.2,110$27K0.0%N/A0.000%
10/22/2024Private Advisor Group LLC26,422$341K0.0%-20.6%0.000%
10/22/2024Sequoia Financial Advisors LLC44,000$568K0.0%N/A0.000%
10/16/2024 SeaCrest Wealth Management LLC22,478$290K0.0%+8.3%0.000%
8/19/2024B. Riley Wealth Advisors Inc.248,240$3.04M0.1%+28.3%0.000%
8/16/2024Quarry LP53,170$651K0.1%-1.9%0.000%
8/9/2024Tennessee Valley Asset Management Partners97,202$1.19M0.2%+1.5%0.000%
8/7/2024Wedbush Securities Inc.26,801$328K0.0%-7.5%0.000%
7/29/2024Nations Financial Group Inc. IA ADV89,676$1.10M0.1%+1.4%0.000%
7/25/2024Calamos Advisors LLC30,271$371K0.0%+27.6%0.000%
7/22/2024 SeaCrest Wealth Management LLC20,753$254K0.0%-5.6%0.000%
7/19/2024Tennessee Valley Asset Management Partners97,202$1.19M0.3%+1.5%0.000%
7/11/2024U.S. Capital Wealth Advisors LLC12,000$147K0.0%-37.0%0.000%
5/16/2024B. Riley Wealth Advisors Inc.193,450$2.33M0.1%-8.6%0.000%
5/7/2024Oppenheimer & Co. Inc.41,975$505K0.0%+4.3%0.000%
5/1/2024 Janney Montgomery Scott LLC231,824$2.79M0.0%-13.6%0.000%
5/1/2024Private Advisor Group LLC31,450$379K0.0%+6.9%0.000%
4/22/2024Strategic Financial Concepts LLC14,100$170K0.0%N/A0.000%
3/15/2024B. Riley Wealth Advisors Inc.211,669$2.33M0.1%+9.4%0.000%
2/20/2024Quarry LP58,700$645K0.1%N/A0.000%
2/9/2024Nations Financial Group Inc. IA ADV88,450$972K0.1%+27.2%0.000%
2/9/2024BlackDiamond Wealth Management LLC28,936$337K0.2%N/A0.000%
2/8/2024Sheaff Brock Investment Advisors LLC33,000$363K0.0%+40.4%0.000%
2/8/2024 Janney Montgomery Scott LLC268,295$2.95M0.0%+0.3%0.000%
2/7/2024Shaker Financial Services LLC33,153$364K0.1%-31.6%0.000%
2/7/2024Principal Securities Inc.114,972$1.26M0.0%N/A0.000%
2/6/2024National Bank of Canada FI2,639$29K0.0%N/A0.000%
2/6/2024U.S. Capital Wealth Advisors LLC29,819$328K0.0%-11.3%0.000%
2/5/2024AEGON USA Investment Management LLC50,165$551K0.4%+43.6%0.000%
2/5/2024Transcend Capital Advisors LLC12,054$132K0.0%N/A0.000%
2/2/2024Atria Wealth Solutions Inc.12,223$134K0.0%N/A0.000%
2/1/2024Wolverine Asset Management LLC24,545$270K0.0%N/A0.000%
2/1/2024Sigma Planning Corp23,331$256K0.0%-44.6%0.000%
1/29/2024Tennessee Valley Asset Management Partners95,497$1.05M0.3%+37.4%0.000%
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1/25/2024Blue Bell Private Wealth Management LLC4,486$49K0.0%N/A0.000%
1/18/2024 SeaCrest Wealth Management LLC22,448$251K0.0%-30.2%0.000%
1/16/2024Raymond James Financial Services Advisors Inc.24,732$272K0.0%N/A0.000%
1/16/2024Raymond James & Associates44,336$487K0.0%+39.3%0.000%
1/16/2024CoreCap Advisors LLC12,425$137K0.0%+14.8%0.000%
1/8/2024 Channel Wealth LLC22,121$243K0.1%-16.2%0.000%
12/1/2023B. Riley Wealth Advisors Inc.193,450$2.03M0.1%-18.4%0.000%
11/8/2023 Janney Montgomery Scott LLC267,409$2.81M0.0%+6.3%0.000%
11/8/2023Landscape Capital Management L.L.C.14,487$152K0.0%-52.4%0.000%
11/8/2023Oppenheimer & Co. Inc.39,180$412K0.0%+14.4%0.000%
11/2/2023Shaker Financial Services LLC48,474$509K0.2%-69.8%0.000%
10/24/2023 Channel Wealth LLC26,396$277K0.2%+4.3%0.000%
10/23/2023Commonwealth Equity Services LLC33,707$354K0.0%+4.0%0.000%
10/20/2023U.S. Capital Wealth Advisors LLC33,604$353K0.0%-8.4%0.000%
8/14/2023CSS LLC IL33,003$378K0.0%+3.1%0.000%
8/14/2023Mangrove Partners379,395$4.34M0.3%+97.6%0.000%
8/11/2023Cornerstone Advisors LLC25,459$291K0.0%N/A0.000%
8/11/2023Landscape Capital Management L.L.C.30,428$348K0.0%-55.5%0.000%
8/10/2023Private Advisor Group LLC28,435$325K0.0%+25.3%0.000%
8/10/2023Sit Investment Associates Inc.343,324$3.93M0.1%-41.8%0.000%
8/7/2023Shaker Financial Services LLC160,715$1.84M0.8%-29.4%0.000%
8/4/2023U.S. Capital Wealth Advisors LLC36,704$420K0.0%+28.5%0.000%
8/3/2023Oppenheimer & Co. Inc.34,257$392K0.0%+31.9%0.000%
8/1/2023AEGON USA Investment Management LLC30,565$350K0.2%+34.9%0.000%
7/31/2023LPL Financial LLC62,040$710K0.0%+189.7%0.000%
7/27/2023B. Riley Wealth Advisors Inc.236,940$2.71M0.1%+4.4%0.000%
7/26/2023 Janney Montgomery Scott LLC251,639$2.88M0.0%-0.7%0.000%
7/26/2023 Channel Wealth LLC25,316$290K0.2%-10.6%0.000%
7/17/2023Tennessee Valley Asset Management Partners68,752$787K0.3%+5.8%0.000%
6/20/2023Oliver Lagore Vanvalin Investment Group2,400$27K0.0%+140.0%0.000%
5/25/2023AEGON USA Investment Management LLC22,664$257K0.1%N/A0.000%
5/12/2023 SeaCrest Wealth Management LLC32,647$371K0.1%+7.9%0.000%
5/12/2023Perennial Investment Advisors LLC16,328$185K0.0%N/A0.000%
5/11/2023U.S. Capital Wealth Advisors LLC28,555$324K0.0%-20.4%0.000%
5/11/2023Elequin Securities LLC2,817$32K0.0%-90.3%0.000%
5/10/2023Oppenheimer & Co. Inc.25,980$295K0.0%+15.5%0.000%
5/10/2023Landscape Capital Management L.L.C.68,440$777K0.1%+566.9%0.000%
5/9/2023BDO Wealth Advisors LLC10,570$120K0.0%-38.3%0.000%
5/9/2023Wedbush Securities Inc.17,175$195K0.0%+12.3%0.000%
5/8/2023Shaker Financial Services LLC227,746$2.59M1.1%N/A0.000%
5/8/2023Wolverine Asset Management LLC36,885$419K0.0%N/A0.000%
5/3/2023Marks Group Wealth Management Inc67,188$763K0.1%N/A0.000%
5/1/2023Sheaff Brock Investment Advisors LLC23,500$267K0.0%+14.6%0.000%
4/28/2023 Janney Montgomery Scott LLC253,364$2.88M0.0%+5.1%0.000%
4/27/2023 Channel Wealth LLC28,316$322K0.2%N/A0.000%
4/27/2023Benjamin F. Edwards & Company Inc.5,890$67K0.0%-54.3%0.000%
4/17/2023Tennessee Valley Asset Management Partners65,005$738K0.2%+6.9%0.000%
4/14/2023Raymond James & Associates31,475$358K0.0%-3.3%0.000%
3/15/2023B. Riley Wealth Advisors Inc.223,854$2.75M0.1%+19.3%0.000%
2/21/2023B. Riley Wealth Advisors Inc.231,146$2.84M0.1%+23.2%0.000%
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2/10/2023Sit Investment Associates Inc.1,053,591$12.94M0.4%N/A0.000%
2/9/2023Elequin Securities LLC29,059$357K0.1%N/A0.000%
2/8/2023UBS Group AG11,176$137K0.0%-22.6%0.000%
2/8/2023Oppenheimer & Co. Inc.22,495$276K0.0%+31.5%0.000%
2/7/2023Benjamin F. Edwards & Company Inc.12,884$158K0.0%+90.5%0.000%
2/7/2023LPL Financial LLC38,578$474K0.0%+5.7%0.000%
2/3/2023U.S. Capital Wealth Advisors LLC35,870$440K0.0%+20.7%0.000%
2/1/2023 Janney Montgomery Scott LLC241,074$2.96M0.0%+3.4%0.000%
1/31/2023 Westside Investment Management Inc.21,200$260K0.0%N/A0.000%
1/27/2023BDO Wealth Advisors LLC17,122$210K0.0%-11.7%0.000%
(Data available from 1/1/2016 forward)

RIV Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of RIV shares?

During the previous two years, 45 institutional investors and hedge funds held shares of RiverNorth Opportunities Fund. The most heavily invested institutionals were Penserra Capital Management LLC ($7.86M), Mangrove Partners ($4.34M), Sit Investment Associates Inc. ($3.93M), B. Riley Wealth Advisors Inc. ($3.27M), Principal Securities Inc. ($1.26M), Tennessee Valley Asset Management Partners ($1.19M), and Nations Financial Group Inc. IA ADV ($1.15M).Learn more on RIV's institutional investors.

Which institutional investors have been buying RiverNorth Opportunities Fund stock?

Of the 42 institutional investors that purchased RiverNorth Opportunities Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sit Investment Associates Inc. ($1.05M), Penserra Capital Management LLC ($608.68K), Shaker Financial Services LLC ($227.75K), Mangrove Partners ($187.40K), B. Riley Wealth Advisors Inc. ($167.64K), Principal Securities Inc. ($114.97K), and Marks Group Wealth Management Inc ($67.19K).

How much institutional buying is happening at RiverNorth Opportunities Fund?

Institutional investors have bought a total of 3,150,959 shares in the last 24 months. This purchase volume represents approximately $37.87M in transactions.

Which RiverNorth Opportunities Fund major shareholders have been selling company stock?

Of the 19 institutional investors that sold RiverNorth Opportunities Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Sit Investment Associates Inc. ($246.30K), Shaker Financial Services LLC ($194.59K), B. Riley Wealth Advisors Inc. ($61.71K), Landscape Capital Management L.L.C. ($53.95K), Janney Montgomery Scott LLC ($41.21K), Elequin Securities LLC ($26.24K), and U.S. Capital Wealth Advisors LLC ($21.26K).

How much institutional selling is happening at RiverNorth Opportunities Fund?

Institutional investors have sold a total of 716,726 shares in the last 24 months. This volume of shares sold represents approximately $8.07M in transactions.



This page (NYSE:RIV) was last updated on 1/22/2025 by MarketBeat.com Staff
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