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RiverNorth Opportunities Fund (RIV) Institutional Ownership

RiverNorth Opportunities Fund logo
$12.32 -0.03 (-0.24%)
As of 03:14 PM Eastern
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Institutional Ownership Changes (13F Filings) for RiverNorth Opportunities Fund (NYSE:RIV)

Number of
Institutional Buyers
(last 12 months)
36
Total
Institutional Inflows
(last 12 months)
$22.26M
Number of
Institutional Sellers
(last 12 months)
17
Total
Institutional Outflows
(last 12 months)
$5.16M
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RIV Institutional Buying and Selling by Quarter

RiverNorth Opportunities Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/15/2025 Bank of America Corp DE47,442$582K0.0%+89.7%0.000%
8/14/2025 Raymond James Financial Inc.63,215$775K0.0%+1.7%0.000%
8/14/2025 Tennessee Valley Asset Management Partners137,601$1.69M0.4%+21.6%0.000%
8/13/2025 Baird Financial Group Inc.112,807$1.38M0.0%-2.3%0.000%
8/13/2025 Everstar Asset Management LLC103,746$1.27M0.8%+11.4%0.000%
8/8/2025 WealthTrust Asset Management LLC10,790$132K0.1%-25.1%0.000%
8/7/2025 Allworth Financial LP47,096$577K0.0%N/A0.000%
8/6/2025 Penserra Capital Management LLC588,396$7.21M0.1%+3.0%0.000%
8/5/2025 Shaker Financial Services LLC30,464$373K0.1%-46.5%0.000%
8/4/2025 Kovack Advisors Inc.38,285$469K0.0%N/A0.000%
8/1/2025 Envestnet Asset Management Inc.189,654$2.33M0.0%-1.7%0.000%
7/24/2025 Total Wealth Planning & Management Inc.27,108$332K0.3%+3.5%0.000%
7/14/2025 Opal Wealth Advisors LLC21,641$265K0.1%N/A0.000%
7/10/2025 Oliver Lagore Vanvalin Investment Group3,400$40K0.0%N/A0.000%
5/15/2025 Royal Bank of Canada199,111$2.35M0.0%+25.2%0.000%
5/15/2025 Baird Financial Group Inc.115,428$1.36M0.0%+15.7%0.000%
5/14/2025 Truvestments Capital LLC9,133$108K0.0%N/A0.000%
5/13/2025 Nations Financial Group Inc. IA ADV89,409$1.05M0.1%+2.4%0.000%
5/9/2025 Atria Wealth Solutions Inc.28,850$340K0.0%-74.6%0.000%
5/9/2025 Shaker Financial Services LLC56,974$672K0.3%-43.6%0.000%
5/7/2025Sheaff Brock Investment Advisors LLC44,680$527K0.0%+4.4%0.000%
5/7/2025 LPL Financial LLC426,391$5.03M0.0%+4.9%0.000%
5/6/2025 Advisor OS LLC53,165$627K0.1%+2.6%0.000%
5/6/2025 Readystate Asset Management LP27,201$321K0.0%N/A0.000%
5/1/2025 WealthTrust Asset Management LLC14,398$170K0.1%N/A0.000%
4/29/2025 Envestnet Asset Management Inc.192,912$2.27M0.0%+11.5%0.000%
4/29/2025 Penserra Capital Management LLC571,025$6.73M0.1%-10.0%0.000%
4/28/2025 Strategic Financial Concepts LLC10,800$127K0.0%-34.9%0.000%
4/24/2025 Total Wealth Planning & Management Inc.26,201$309K0.3%N/A0.000%
4/23/2025 Oppenheimer & Co. Inc.46,868$553K0.0%+5.9%0.000%
4/18/2025 Tennessee Valley Asset Management Partners113,205$1.34M0.2%+19.0%0.000%
4/11/2025 SeaCrest Wealth Management LLC19,251$227K0.0%-20.1%0.000%
2/25/2025B. Riley Wealth Advisors Inc.183,738$2.11M0.1%-27.4%0.000%
2/18/2025 Elequin Capital LP6,445$74K0.0%N/A0.000%
2/17/2025 CoreCap Advisors LLC31,050$357K0.0%+21.1%0.000%
2/17/2025 Cary Street Partners Financial LLC10,500$121K0.0%N/A0.000%
2/17/2025 Baird Financial Group Inc.99,728$1.15M0.0%+0.8%0.000%
2/17/2025 Bank of America Corp DE37,654$433K0.0%-69.4%0.000%
2/14/2025 Jane Street Group LLC23,458$270K0.0%N/A0.000%
2/14/2025 Shaker Financial Services LLC101,071$1.16M0.4%N/A0.000%
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2/13/2025 NewEdge Advisors LLC20,000$230K0.0%-10.3%0.000%
2/13/2025 Raymond James Financial Inc.59,890$688K0.0%N/A0.000%
2/13/2025 Envestnet Asset Management Inc.172,956$1.99M0.0%+10.9%0.000%
2/13/2025 Wells Fargo & Company MN231,724$2.66M0.0%+1.9%0.000%
2/12/2025 Everstar Asset Management LLC83,084$955K0.7%-1.5%0.000%
2/11/2025 LPL Financial LLC406,648$4.67M0.0%+24.6%0.000%
2/7/2025 Sequoia Financial Advisors LLC14,000$161K0.0%-68.2%0.000%
2/7/2025 HighTower Advisors LLC19,280$222K0.0%+54.2%0.000%
2/7/2025 Independent Advisor Alliance10,023$115K0.0%N/A0.000%
2/6/2025 Raymond James Financial Inc.59,890$688K0.0%N/A0.000%
2/5/2025 Oppenheimer & Co. Inc.44,274$509K0.0%+2.3%0.000%
2/5/2025 Advisor OS LLC51,796$595K0.1%N/A0.000%
1/31/2025 Atria Wealth Solutions Inc.113,390$1.30M0.0%+499.8%0.000%
1/30/2025Sheaff Brock Investment Advisors LLC42,780$492K0.0%+25.8%0.000%
1/30/2025 Strategic Financial Concepts LLC16,600$191K0.0%+10.7%0.000%
1/30/2025 Principal Securities Inc.165,714$1.90M0.0%+6.6%0.000%
1/30/2025 Nations Financial Group Inc. IA ADV87,312$1.00M0.1%-1.7%0.000%
1/28/2025 Strategic Financial Concepts LLC190,734$2.19M0.0%+1,171.6%0.000%
1/17/2025 Janney Montgomery Scott LLC36,392$418K0.0%-7.6%0.000%
1/17/2025 Westside Investment Management Inc.20,000$230K0.0%-5.7%0.000%
1/14/2025 SeaCrest Wealth Management LLC24,086$277K0.0%+7.2%0.000%
12/13/2024B. Riley Wealth Advisors Inc.253,229$3.27M0.1%+2.0%0.000%
11/12/2024 Penserra Capital Management LLC608,675$7.86M0.2%N/A0.000%
11/5/2024 Nations Financial Group Inc. IA ADV88,842$1.15M0.1%-0.9%0.000%
10/24/2024 GHP Investment Advisors Inc.2,110$27K0.0%N/A0.000%
10/22/2024 Private Advisor Group LLC26,422$341K0.0%-20.6%0.000%
10/22/2024 Sequoia Financial Advisors LLC44,000$568K0.0%N/A0.000%
10/16/2024 SeaCrest Wealth Management LLC22,478$290K0.0%+8.3%0.000%
8/19/2024B. Riley Wealth Advisors Inc.248,240$3.04M0.1%+28.3%0.000%
8/16/2024 Quarry LP53,170$651K0.1%-1.9%0.000%
8/9/2024 Tennessee Valley Asset Management Partners97,202$1.19M0.2%+1.5%0.000%
8/7/2024 Wedbush Securities Inc.26,801$328K0.0%-7.5%0.000%
7/29/2024 Nations Financial Group Inc. IA ADV89,676$1.10M0.1%+1.4%0.000%
7/25/2024 Calamos Advisors LLC30,271$371K0.0%+27.6%0.000%
7/22/2024 SeaCrest Wealth Management LLC20,753$254K0.0%-5.6%0.000%
7/19/2024 Tennessee Valley Asset Management Partners97,202$1.19M0.3%+1.5%0.000%
7/11/2024 U.S. Capital Wealth Advisors LLC12,000$147K0.0%-37.0%0.000%
5/16/2024B. Riley Wealth Advisors Inc.193,450$2.33M0.1%-8.6%0.000%
5/7/2024 Oppenheimer & Co. Inc.41,975$505K0.0%+4.3%0.000%
5/1/2024 Janney Montgomery Scott LLC231,824$2.79M0.0%-13.6%0.000%
5/1/2024 Private Advisor Group LLC31,450$379K0.0%+6.9%0.000%
4/22/2024 Strategic Financial Concepts LLC14,100$170K0.0%N/A0.000%
3/15/2024B. Riley Wealth Advisors Inc.211,669$2.33M0.1%+9.4%0.000%
2/20/2024 Quarry LP58,700$645K0.1%N/A0.000%
2/9/2024 Nations Financial Group Inc. IA ADV88,450$972K0.1%+27.2%0.000%
2/9/2024 BlackDiamond Wealth Management LLC28,936$337K0.2%N/A0.000%
2/8/2024Sheaff Brock Investment Advisors LLC33,000$363K0.0%+40.4%0.000%
2/8/2024 Janney Montgomery Scott LLC268,295$2.95M0.0%+0.3%0.000%
2/7/2024 Shaker Financial Services LLC33,153$364K0.1%-31.6%0.000%
2/7/2024 Principal Securities Inc.114,972$1.26M0.0%N/A0.000%
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2/6/2024 National Bank of Canada FI2,639$29K0.0%N/A0.000%
2/6/2024 U.S. Capital Wealth Advisors LLC29,819$328K0.0%-11.3%0.000%
2/5/2024 AEGON USA Investment Management LLC50,165$551K0.4%+43.6%0.000%
2/5/2024 Transcend Capital Advisors LLC12,054$132K0.0%N/A0.000%
2/2/2024 Atria Wealth Solutions Inc.12,223$134K0.0%N/A0.000%
2/1/2024 Wolverine Asset Management LLC24,545$270K0.0%N/A0.000%
2/1/2024 Sigma Planning Corp23,331$256K0.0%-44.6%0.000%
1/29/2024 Tennessee Valley Asset Management Partners95,497$1.05M0.3%+37.4%0.000%
1/25/2024 Blue Bell Private Wealth Management LLC4,486$49K0.0%N/A0.000%
1/18/2024 SeaCrest Wealth Management LLC22,448$251K0.0%-30.2%0.000%
(Data available from 1/1/2016 forward)

RIV Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of RIV shares?

During the previous two years, 56 institutional investors and hedge funds held shares of RiverNorth Opportunities Fund. The most heavily invested institutionals were Penserra Capital Management LLC ($7.21M), LPL Financial LLC ($5.03M), Wells Fargo & Company MN ($2.66M), Royal Bank of Canada ($2.35M), Envestnet Asset Management Inc. ($2.33M), B. Riley Wealth Advisors Inc. ($2.11M), and Principal Securities Inc. ($1.90M).Learn more on RiverNorth Opportunities Fund's institutional investors.

Which institutional investors have been buying RiverNorth Opportunities Fund's stock?

Of the 50 institutional investors that purchased RiverNorth Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Penserra Capital Management LLC ($626.05K), Strategic Financial Concepts LLC ($191.43K), Principal Securities Inc. ($125.22K), Raymond James Financial Inc. ($120.83K), Atria Wealth Solutions Inc. ($106.71K), Shaker Financial Services LLC ($101.07K), and LPL Financial LLC ($100.03K).

How much institutional buying is happening at RiverNorth Opportunities Fund?

Institutional investors have bought a total of 1,832,958 shares in the last 24 months. This purchase volume represents approximately $22.26M in transactions.

Which of RiverNorth Opportunities Fund's major shareholders have been selling company stock?

Of the 17 institutional investors that sold RiverNorth Opportunities Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Bank of America Corp DE ($85.48K), Atria Wealth Solutions Inc. ($84.54K), Shaker Financial Services LLC ($70.61K), B. Riley Wealth Advisors Inc. ($69.49K), Penserra Capital Management LLC ($63.10K), Sequoia Financial Advisors LLC ($30K), and Private Advisor Group LLC ($6.85K).

How much institutional selling is happening at RiverNorth Opportunities Fund?

Institutional investors have sold a total of 440,333 shares in the last 24 months. This volume of shares sold represents approximately $5.16M in transactions.



This page (NYSE:RIV) was last updated on 8/18/2025 by MarketBeat.com Staff
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