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First Trust Utilities AlphaDEX Fund (FXU) Institutional Ownership

$39.16 -0.01 (-0.03%)
As of 01/17/2025 04:10 PM Eastern

Institutional Ownership Changes (13F Filings) for First Trust Utilities AlphaDEX Fund (NYSEARCA:FXU)

Number of
Institutional Buyers
(last 12 months)
54
Total
Institutional Inflows
(last 12 months)
$48.40M
Number of
Institutional Sellers
(last 12 months)
25
Total
Institutional Outflows
(last 12 months)
$10.80M
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FXU Institutional Buying and Selling by Quarter

First Trust Utilities AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
1/17/2025 Janney Montgomery Scott LLC15,587$590K0.0%-80.9%0.223%
1/15/2025 Wealthcare Advisory Partners LLC11,151$422K0.0%+22.0%0.159%
1/10/2025 HBW Advisory Services LLC16,101$609K0.1%-4.3%0.230%
1/8/2025 International Assets Investment Management LLC8,889$339K0.0%N/A0.127%
12/26/2024JPMorgan Chase & Co.5,668$218K0.0%+388.2%0.081%
12/12/2024Brass Tax Wealth Management Inc.7,626$293K0.1%-8.8%0.109%
11/25/2024Sanctuary Advisors LLC8,172$330K0.0%+17.8%0.117%
11/15/2024MML Investors Services LLC30,522$1.18M0.0%+9.0%0.436%
11/15/2024Delos Wealth Advisors LLC137,302$5.28M4.6%+8.5%1.961%
11/15/2024Orion Portfolio Solutions LLC15,973$615K0.0%N/A0.228%
11/15/2024Stifel Financial Corp91,381$3.52M0.0%+56.7%1.305%
11/15/2024Quantinno Capital Management LP6,676$257K0.0%+5.2%0.095%
11/15/2024Integrated Wealth Concepts LLC38,548$1.48M0.0%+3.0%0.551%
11/15/2024Benjamin Edwards Inc.23,102$889K0.0%N/A0.330%
11/14/2024L.M. Kohn & Company12,756$491K0.1%+30.1%0.182%
11/14/2024RPg Family Wealth Advisory LLC10,290$396K0.1%-23.3%0.147%
11/12/2024Centaurus Financial Inc.11,510$443K0.0%N/A0.164%
11/6/2024Schrum Private Wealth Management LLC15,336$590K0.3%+82.3%0.219%
11/5/2024Proactive Wealth Strategies LLC20,164$776K0.4%N/A0.288%
11/5/2024Harbour Investments Inc.218,477$8.41M0.3%-25.0%3.121%
11/4/2024Cottonwood Capital Advisors LLC10,009$385K0.3%-20.3%0.143%
11/4/2024Axxcess Wealth Management LLC6,000$231K0.0%N/A0.086%
11/4/2024Sigma Planning Corp37,751$1.45M0.0%+5.8%0.539%
10/31/2024Concurrent Investment Advisors LLC23,727$913K0.0%+253.9%0.339%
10/29/2024 Janney Montgomery Scott LLC81,755$3.15M0.0%+74.0%1.168%
10/25/2024Financial Advocates Investment Management11,328$436K0.0%+10.7%0.162%
10/24/2024J.W. Cole Advisors Inc.11,265$433K0.0%+27.7%0.161%
10/24/2024Consolidated Portfolio Review Corp5,714$220K0.0%N/A0.082%
10/22/2024Private Advisor Group LLC37,462$1.44M0.0%+24.6%0.535%
10/18/2024Raymond James & Associates99,282$3.82M0.0%-4.3%1.418%
10/11/2024Iams Wealth Management LLC10,371$399K0.2%+58.4%0.148%
10/10/2024Bright Financial Advisors Inc.5,555$214K0.1%N/A0.079%
10/9/2024Pacific Sun Financial Corp5,800$223K0.1%N/A0.083%
10/4/2024 HBW Advisory Services LLC16,831$648K0.1%N/A0.240%
9/5/2024Sanctuary Advisors LLC6,939$224K0.0%N/A0.099%
8/22/2024Cetera Investment Advisers63,650$2.11M0.0%-33.2%0.909%
8/21/2024Truist Financial Corp366,229$12.11M0.0%+67.0%5.232%
8/16/2024Northwestern Mutual Wealth Management Co.6,287$208K0.0%+32.8%0.090%
8/14/2024Delos Wealth Advisors LLC126,508$4.18M4.0%+18.6%1.807%
8/13/2024Benjamin F. Edwards & Company Inc.11,487$380K0.0%+7.0%0.164%
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8/12/2024RPg Family Wealth Advisory LLC13,419$444K0.1%+15.4%0.192%
8/9/2024Moors & Cabot Inc.8,208$271K0.0%+4.0%0.117%
8/9/2024ICA Group Wealth Management LLC900$30K0.0%-65.6%0.013%
8/8/2024J.W. Cole Advisors Inc.8,822$292K0.0%+26.9%0.126%
8/8/2024Envestnet Asset Management Inc.384,306$12.71M0.0%+67.0%5.490%
8/8/2024 Trueblood Wealth Management LLC14,653$485K0.3%+28.5%0.209%
8/5/2024Private Advisor Group LLC30,069$994K0.0%-40.1%0.430%
7/31/2024Commonwealth Equity Services LLC33,304$1.10M0.0%+1.1%0.476%
7/31/2024Concurrent Investment Advisors LLC6,705$222K0.0%N/A0.096%
7/30/2024WMG Financial Advisors LLC17,658$584K0.3%-6.3%0.252%
7/30/2024 International Assets Investment Management LLC8,874$293K0.0%N/A0.127%
7/29/2024Financial Advocates Investment Management10,233$338K0.0%+5.1%0.146%
7/26/2024Harbour Investments Inc.291,479$9.64M0.3%-1.5%4.164%
7/26/2024Signature Estate & Investment Advisors LLC10,033$332K0.0%N/A0.143%
7/19/2024Raymond James & Associates103,764$3.43M0.0%-2.2%1.482%
7/17/2024Cottonwood Capital Advisors LLC12,554$415K0.3%-5.0%0.179%
7/16/2024Envestnet Portfolio Solutions Inc.6,519$216K0.0%-16.3%0.093%
7/10/2024Csenge Advisory Group311,463$10.30M0.6%+59.5%4.449%
5/24/2024Cetera Investment Advisers95,296$3.09M0.0%+107.6%1.361%
5/13/2024Rockport Wealth LLC15,744$511K0.2%N/A0.225%
5/9/2024Delos Wealth Advisors LLC106,684$3.46M3.9%+19.7%1.524%
5/8/2024Avantax Advisory Services Inc.12,966$421K0.0%-6.9%0.185%
5/7/2024WMG Financial Advisors LLC18,847$612K0.4%-8.8%0.271%
5/6/2024Envestnet Portfolio Solutions Inc.7,788$253K0.0%N/A0.112%
5/4/2024Geneos Wealth Management Inc.2,476$80K0.0%-68.1%0.036%
5/4/2024Csenge Advisory Group195,260$6.34M0.4%+2.0%2.809%
5/3/2024Rehmann Capital Advisory Group13,066$424K0.0%-28.9%0.188%
5/1/2024 Janney Montgomery Scott LLC62,547$2.03M0.0%-26.1%0.900%
4/30/2024Private Advisor Group LLC50,235$1.63M0.0%+115.4%0.723%
4/30/2024J.W. Cole Advisors Inc.6,951$226K0.0%N/A0.100%
4/30/2024Commonwealth Equity Services LLC32,953$1.07M0.0%-24.1%0.474%
4/26/2024Cottonwood Capital Advisors LLC13,213$415K0.3%-8.4%0.190%
4/25/2024Triumph Capital Management72,153$2.33M1.0%+111.4%1.038%
4/23/2024Raymond James Financial Services Advisors Inc.110,185$3.58M0.0%-7.0%1.585%
4/19/2024Core Wealth Partners LLC6,730$218K0.2%N/A0.072%
4/12/2024Global Assets Advisory LLC32,290$1M0.0%N/A0.344%
4/10/2024One Plus One Wealth Management LLC159,783$5.19M3.0%-8.8%1.700%
3/22/2024PNC Financial Services Group Inc.7,513$238K0.0%-6.8%0.080%
3/8/2024ICA Group Wealth Management LLC2,616$83K0.0%N/A0.028%
2/16/2024Harbour Investments Inc.281,492$8.92M0.4%+2.0%2.995%
2/13/2024Cetera Advisor Networks LLC163,891$5.19M0.0%+18.4%1.744%
2/13/2024ROI Financial Advisors LLC7,205$228K0.2%N/A0.077%
2/13/2024Belpointe Asset Management LLC6,647$211K0.0%N/A0.071%
2/12/2024Fortis Capital Advisors LLC6,647$211K0.1%N/A0.071%
2/9/2024PNC Financial Services Group Inc.7,513$238K0.0%-6.8%0.080%
2/8/2024Meridian Wealth Management LLC10,663$338K0.0%-13.5%0.113%
2/8/2024 Janney Montgomery Scott LLC84,652$2.68M0.0%-5.8%0.901%
2/7/2024Avantax Advisory Services Inc.13,930$441K0.0%+24.0%0.148%
2/7/2024Principal Securities Inc.847$27K0.0%N/A0.009%
2/7/2024Delos Wealth Advisors LLC89,093$2.82M4.1%-1.6%0.948%
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2/6/2024Private Advisor Group LLC23,318$739K0.0%+73.6%0.248%
2/6/2024Vestmark Advisory Solutions Inc.52,512$1.66M0.1%-8.9%0.559%
2/6/2024One Charles Private Wealth Services LLC11,575$367K0.2%N/A0.123%
2/6/2024Benjamin F. Edwards & Company Inc.10,707$339K0.0%+5.7%0.114%
2/5/2024Triumph Capital Management34,137$1.08M0.5%-11.7%0.363%
2/2/2024Truist Financial Corp157,278$4.98M0.0%+12.3%1.673%
1/26/2024Geneos Wealth Management Inc.7,767$246K0.0%+30.3%0.083%
1/26/2024Schrum Private Wealth Management LLC7,668$243K0.3%-8.8%0.082%
1/25/2024 International Assets Investment Management LLC190,421$6.01M0.0%N/A2.026%
1/24/2024 International Assets Investment Management LLC190,421$6.01M0.0%N/A2.026%
(Data available from 1/1/2016 forward)

FXU Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FXU shares?

During the previous two years, 110 institutional investors and hedge funds held shares of First Trust Utilities AlphaDEX Fund. The most heavily invested institutionals were LPL Financial LLC ($14.23M), Envestnet Asset Management Inc. ($12.71M), Truist Financial Corp ($12.11M), Csenge Advisory Group ($10.30M), Advisor Group Holdings Inc. ($9.10M), Harbour Investments Inc. ($8.41M), and Delos Wealth Advisors LLC ($5.28M).Learn more on FXU's institutional investors.

Which institutional investors have been buying First Trust Utilities AlphaDEX Fund stock?

Of the 97 institutional investors that purchased First Trust Utilities AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($398.61K), Truist Financial Corp ($232.72K), Harbour Investments Inc. ($230.11K), Envestnet Asset Management Inc. ($190.20K), One Plus One Wealth Management LLC ($175.16K), Concorde Asset Management LLC ($171.56K), and Csenge Advisory Group ($157.75K).

How much institutional buying is happening at First Trust Utilities AlphaDEX Fund?

Institutional investors have bought a total of 3,411,411 shares in the last 24 months. This purchase volume represents approximately $110.71M in transactions.

Which First Trust Utilities AlphaDEX Fund major shareholders have been selling company stock?

Of the 53 institutional investors that sold First Trust Utilities AlphaDEX Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Congress Wealth Management LLC DE ($1.41M), J Arnold Wealth Management Co ($783.75K), LPL Financial LLC ($366.46K), AE Wealth Management LLC ($310.99K), Kestra Advisory Services LLC ($224.24K), Raymond James & Associates ($194.79K), and Vestmark Advisory Solutions Inc. ($127.98K).

How much institutional selling is happening at First Trust Utilities AlphaDEX Fund?

Institutional investors have sold a total of 4,253,516 shares in the last 24 months. This volume of shares sold represents approximately $135.02M in transactions.



This page (NYSEARCA:FXU) was last updated on 1/21/2025 by MarketBeat.com Staff
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