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First Trust Utilities AlphaDEX Fund (FXU) Institutional Ownership

$43.95 -0.67 (-1.51%)
As of 03:04 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Utilities AlphaDEX Fund (NYSEARCA:FXU)

Number of
Institutional Buyers
(last 12 months)
138
Total
Institutional Inflows
(last 12 months)
$583.89M
Number of
Institutional Sellers
(last 12 months)
57
Total
Institutional Outflows
(last 12 months)
$138.93M
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FXU Institutional Buying and Selling by Quarter

First Trust Utilities AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/11/2025 Milestones Private Investment Advisors LLC127,120$5.39M4.0%N/A0.331%
9/4/2025 Osaic Holdings Inc.127,120$5.39M0.0%+47.0%0.331%
8/29/2025 Centaurus Financial Inc.13,038$553K0.0%+7.7%0.034%
8/25/2025 Fulcrum Equity Management21,953$930K1.0%N/A0.057%
8/19/2025 Newbridge Financial Services Group Inc.2,446$104K0.0%N/A0.006%
8/19/2025 Advisory Services Network LLC455,369$20.25M0.3%-0.2%1.187%
8/19/2025 Delos Wealth Advisors LLC139,692$5.92M4.6%-4.9%0.364%
8/15/2025 Tower Research Capital LLC TRC 53,564$2.27M0.1%+2,381.0%0.140%
8/15/2025 Global View Capital Management LLC7,421$315K0.1%N/A0.019%
8/15/2025 Asset Allocation Strategies LLC31,196$1.32M0.3%+8.8%0.081%
8/15/2025 Corient Private Wealth LLC13,122$556K0.0%-4.0%0.034%
8/15/2025 MML Investors Services LLC47,520$2.01M0.0%+45.3%0.124%
8/15/2025 Garden State Investment Advisory Services LLC11,875$503K0.1%N/A0.031%
8/15/2025 Benjamin Edwards Inc.294,682$12.49M0.2%+25.6%0.768%
8/15/2025 Blue Capital Inc.15,471$656K0.5%N/A0.040%
8/15/2025 Bank of America Corp DE776,920$32.93M0.0%+17.6%2.026%
8/14/2025 MGB Wealth Management LLC7,120$302K0.1%+39.9%0.019%
8/14/2025 Jane Street Group LLC12,048$511K0.0%-40.6%0.031%
8/14/2025 Ausdal Financial Partners Inc.25,350$1.07M0.1%+155.0%0.066%
8/14/2025 Raymond James Financial Inc.824,969$34.96M0.0%+86.0%2.151%
8/14/2025 Transamerica Financial Advisors LLC52,422$2.22M0.2%+6.1%0.137%
8/14/2025 Quantinno Capital Management LP21,058$892K0.0%+6.8%0.055%
8/14/2025 NewEdge Advisors LLC541,082$22.93M0.1%+16.2%1.411%
8/14/2025 Qube Research & Technologies Ltd19,829$840K0.0%N/A0.052%
8/13/2025 Rockport Wealth LLC367,638$15.58M3.6%N/A0.959%
8/13/2025 PGIM Custom Harvest LLC197,755$8.38M0.2%-2.3%0.516%
8/13/2025 StoneX Group Inc.30,525$1.29M0.1%+5.1%0.080%
8/13/2025 Proactive Wealth Strategies LLC56,250$2.38M1.1%-2.1%0.147%
8/13/2025 Gateway Wealth Partners LLC5,417$230K0.0%N/A0.014%
8/13/2025 Marshall Wace LLP14,374$609K0.0%N/A0.037%
8/13/2025 First Trust Advisors LP16,528,148$700.46M0.6%-11.9%43.098%
8/13/2025 RPg Family Wealth Advisory LLC16,793$712K0.2%-2.3%0.044%
8/13/2025 WCG Wealth Advisors LLC147,893$6.27M0.4%N/A0.386%
8/13/2025 Virtue Capital Management LLC161,458$6.84M1.3%+615.8%0.421%
8/13/2025 Northwestern Mutual Wealth Management Co.101,390$4.30M0.0%+215.4%0.264%
8/12/2025 J.W. Cole Advisors Inc.24,674$1.05M0.0%+47.2%0.064%
8/12/2025 JPMorgan Chase & Co.3,667$155K0.0%+8.3%0.010%
8/12/2025 PKS Advisory Services LLC24,201$1.03M0.3%+6.5%0.063%
8/11/2025 Perennial Investment Advisors LLC5,111$217K0.0%N/A0.013%
8/8/2025 Rockefeller Capital Management L.P.57,121$2.42M0.0%-1.8%0.150%
8/8/2025 Cetera Investment Advisers141,357$5.99M0.0%+69.2%0.370%
8/8/2025 Foundations Investment Advisors LLC124,172$5.26M0.1%+7.6%0.325%
8/8/2025 Beacon Harbor Wealth Advisors Inc.263,189$11.15M2.8%N/A0.689%
8/7/2025 Efficient Advisors LLC29,686$1.26M0.1%+192.5%0.078%
8/6/2025 Prospera Financial Services Inc13,487$572K0.0%+21.3%0.035%
8/6/2025 Vestmark Advisory Solutions Inc.270,054$11.45M0.2%+413.4%0.707%
8/6/2025 RPS Advisory Solutions LLC12,108$513K0.3%N/A0.032%
8/6/2025 O Dell Group LLC444,560$18.84M4.7%-5.2%1.164%
8/6/2025 Csenge Advisory Group236,174$10.09M0.5%-0.5%0.618%
8/5/2025 HFG Advisors Inc.20,957$888K0.7%+1.5%0.055%
8/5/2025 Claro Advisors LLC9,359$397K0.1%+4.7%0.025%
8/5/2025 NewSquare Capital LLC470,272$19.93M1.5%+1.4%1.231%
8/5/2025 Sigma Planning Corp43,440$1.84M0.1%+16.5%0.114%
8/5/2025 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors12,964$549K0.1%-5.1%0.034%
8/4/2025 Creative Financial Designs Inc. ADV2,691$114K0.0%-8.7%0.007%
8/4/2025 Kovack Advisors Inc.6,666$283K0.0%-29.9%0.017%
8/4/2025 Atria Investments Inc5,763$244K0.0%N/A0.015%
8/4/2025 World Investment Advisors97,451$4.13M0.1%+124.5%0.255%
8/4/2025 Daymark Wealth Partners LLC33,154$1.41M0.1%N/A0.087%
8/1/2025 Motco5,000$222K0.0%N/A0.013%
8/1/2025 Envestnet Asset Management Inc.164,098$6.95M0.0%+24.2%0.430%
7/31/2025 Leelyn Smith LLC8,766$372K0.1%N/A0.023%
7/30/2025 Rehmann Capital Advisory Group13,262$562K0.0%+4.9%0.035%
7/30/2025 D.A. Davidson & CO.100,169$4.25M0.0%+5.1%0.262%
7/30/2025 Greenup Street Wealth Management LLC79,575$3.37M0.6%+8.2%0.208%
7/29/2025 Signature Estate & Investment Advisors LLC10,509$445K0.0%-4.9%0.028%
7/29/2025 Stratos Wealth Partners LTD.5,210$221K0.0%N/A0.014%
7/29/2025 Private Trust Co. NA2,778$118K0.0%+97.0%0.007%
7/28/2025 Mutual Advisors LLC25,557$1.13M0.0%N/A0.067%
7/28/2025 Harbour Investments Inc.19,443$824K0.0%+58.7%0.051%
7/25/2025 CWM LLC71,218$3.02M0.0%+724.7%0.186%
7/25/2025 Concurrent Investment Advisors LLC27,486$1.17M0.0%-23.3%0.072%
7/24/2025 Blue Trust Inc.833$35K0.0%+276.9%0.002%
7/24/2025 Cyndeo Wealth Partners LLC34,356$1.46M0.1%N/A0.090%
7/24/2025 IFP Advisors Inc9,697$411K0.0%+40.4%0.025%
7/23/2025 Kingswood Wealth Advisors LLC15,739$667K0.1%+34.2%0.041%
7/23/2025 TriaGen Wealth Management LLC52,322$2.22M0.7%+92.2%0.137%
7/22/2025 Belpointe Asset Management LLC4,989$211K0.0%-8.6%0.013%
7/22/2025 DAVENPORT & Co LLC27,376$1.16M0.0%+36.6%0.071%
7/22/2025 Realta Investment Advisors15,200$644K0.3%+5.6%0.040%
7/22/2025 Wealthcare Advisory Partners LLC9,743$413K0.0%+6.6%0.025%
7/22/2025 Ergawealth Advisors Inc.13,336$565K0.3%N/A0.035%
7/21/2025 Fortis Capital Advisors LLC4,989$211K0.0%-8.6%0.013%
7/18/2025 Truist Financial Corp303,608$12.87M0.0%+301.0%0.795%
7/17/2025 Lee Johnson Capital Management LLC8,296$352K0.1%N/A0.021%
7/17/2025 HB Wealth Management LLC10,574$448K0.0%+14.3%0.027%
7/17/2025 Janney Montgomery Scott LLC135,018$5.72M0.0%+37.6%0.347%
7/17/2025 Beacon Capital Management LLC3,985$169K0.0%-7.9%0.010%
7/16/2025 MinichMacGregor Wealth Management LLC15,587$661K0.1%-5.5%0.040%
7/15/2025 Financial Management Professionals Inc.52,843$2.24M0.3%N/A0.136%
7/11/2025 Farther Finance Advisors LLC9,756$413K0.0%+4.0%0.025%
7/10/2025 Wealth Enhancement Advisory Services LLC31,333$1.33M0.0%-1.7%0.080%
7/8/2025 Elevation Wealth Partners LLC1,376$58K0.0%-33.9%0.004%
7/8/2025 Davis Investment Partners LLC31,427$1.33M0.5%+1.7%0.081%
7/7/2025 Trust Co. of Oklahoma18,003$763K0.2%-28.9%0.043%
7/7/2025 Nova Wealth Management Inc.4,149$176K0.1%+11.2%0.010%
7/2/2025 HBW Advisory Services LLC8,696$369K0.0%-38.4%0.022%
6/27/2025 Goldman Sachs Group Inc.5,927$243K0.0%-30.2%0.015%
5/20/2025Belpointe Asset Management LLC5,459$224K0.0%N/A0.014%
5/20/2025Fortis Capital Advisors LLC5,459$224K0.0%N/A0.014%
(Data available from 1/1/2016 forward)

FXU Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FXU shares?

During the previous two years, 180 institutional investors and hedge funds held shares of First Trust Utilities AlphaDEX Fund. The most heavily invested institutionals were First Trust Advisors LP ($700.46M), Susquehanna International Group LLP ($167.75M), BNP Paribas Financial Markets ($77.92M), LPL Financial LLC ($43.66M), Raymond James Financial Inc. ($34.96M), Bank of America Corp DE ($32.93M), and NewEdge Advisors LLC ($22.93M).Learn more on First Trust Utilities AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Utilities AlphaDEX Fund's stock?

Of the 160 institutional investors that purchased First Trust Utilities AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Susquehanna International Group LLP ($4.07M), BNP Paribas Financial Markets ($1.90M), Raymond James Financial Inc. ($824.97K), NewEdge Advisors LLC ($527.26K), LPL Financial LLC ($526.42K), NewSquare Capital LLC ($470.27K), and O Dell Group LLC ($468.75K).

How much institutional buying is happening at First Trust Utilities AlphaDEX Fund?

Institutional investors have bought a total of 14,234,514 shares in the last 24 months. This purchase volume represents approximately $583.89M in transactions.

Which of First Trust Utilities AlphaDEX Fund's major shareholders have been selling company stock?

Of the 57 institutional investors that sold First Trust Utilities AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: First Trust Advisors LP ($2.23M), Harbour Investments Inc. ($279.23K), Envestnet Asset Management Inc. ($271.35K), Truist Financial Corp ($147.83K), Csenge Advisory Group ($92.11K), Janney Montgomery Scott LLC ($66.17K), and IFG Advisory LLC ($27.91K).

How much institutional selling is happening at First Trust Utilities AlphaDEX Fund?

Institutional investors have sold a total of 3,355,292 shares in the last 24 months. This volume of shares sold represents approximately $138.93M in transactions.


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This page (NYSEARCA:FXU) was last updated on 9/16/2025 by MarketBeat.com Staff
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