Prospera Financial Services Inc Top Holdings and 13F Report (2024)

About Prospera Financial Services Inc

Investment Activity

Prospera Financial Services Inc has $3.60 billion in total holdings as of March 31, 2024.
Prospera Financial Services Inc owns shares of 1,134 different stocks, but just 252 companies or ETFs make up 80% of its holdings.
Approximately 15.13% of the portfolio was purchased this quarter.
About 7.18% of the portfolio was sold this quarter.
This quarter, Prospera Financial Services Inc has purchased 1,091 new stocks and bought additional shares in 530 stocks.
Prospera Financial Services Inc sold shares of 447 stocks and completely divested from 69 stocks this quarter.

Largest Holdings

Apple: $139,932,960
NVIDIA: $125,726,519
Microsoft: $81,818,430
Invesco QQQ: $67,431,202
Amazon.com: $53,985,009

Largest New Holdings this Quarter

First Trust Growth Strength ETF: $11,749,684 Holding
RLI: $11,378,297 Holding
FT Cboe Vest U.S. Equity Moderate Buffer ETF - June: $9,358,563 Holding
FIRST TR EXCHANGE-TRADED FD: $7,354,113 Holding
FT Cboe Vest U.S. Small Cap Moderate Buffer ETF - May: $5,063,252 Holding

Largest Purchases this Quarter

NVIDIA: 912,562 shares (about $112.74M)
Caterpillar: 53,519 shares (about $17.83M)
Amazon.com: 62,318 shares (about $12.04M)
First Trust Growth Strength ETF: 385,123 shares (about $11.75M)
RLI: 80,875 shares (about $11.38M)

Largest Sales this Quarter

First Trust Enhanced Short Maturity ETF: 392,651 shares (about $23.41M)
iShares Core S&P 500 ETF: 28,983 shares (about $15.87M)
FT Vest U.S. Equity Buffer ETF - January: 267,176 shares (about $11.60M)
FT Vest U.S. Equity Deep Buffer ETF - January: 273,015 shares (about $10.14M)
Vanguard Value ETF: 39,888 shares (about $6.40M)

Sector Allocation Over Time

Selling

Neutral

Buying

Latest 13F Holdings and Changes Since Previous Quarterly Filing

Issuer Name	Holdings Value	Approximate Purchase/Sale	Change in Shares	Shares Held	% of Portfolio	Sector
AAPL Apple	$139,932,960	$1,555,422 ▲	1.1%	664,209	3.9%	Computer and Technology
NVDA NVIDIA	$125,726,519	$112,740,222 ▲	868.1%	1,017,678	3.5%	Computer and Technology
MSFT Microsoft	$81,818,430	$4,158,432 ▲	5.4%	182,941	2.3%	Computer and Technology
QQQ Invesco QQQ	$67,431,202	$3,481,118 ▼	-4.9%	140,669	1.9%	Finance
AMZN Amazon.com	$53,985,009	$12,042,790 ▲	28.7%	279,357	1.5%	Retail/Wholesale
SPY SPDR S&P 500 ETF Trust	$53,326,432	$608,042 ▼	-1.1%	97,963	1.5%	Finance
FV First Trust Dorsey Wright Focus 5 ETF	$51,920,455	$2,735,368 ▼	-5.0%	906,578	1.4%	Manufacturing
XOM Exxon Mobil	$48,247,084	$1,654,053 ▲	3.6%	419,042	1.3%	Oils/Energy
RDVY First Trust NASDAQ Rising Dividend Achievers	$47,318,744	$2,069,712 ▲	4.6%	863,996	1.3%	Manufacturing
FTSM First Trust Enhanced Short Maturity ETF	$37,990,027	$23,409,145 ▼	-38.1%	637,222	1.1%	Manufacturing
FIXD First Trust TCW Opportunistic Fixed Income ETF	$36,887,057	$11,272,695 ▲	44.0%	856,655	1.0%	Manufacturing
PG Procter & Gamble	$36,335,323	$1,117,365 ▲	3.2%	220,217	1.0%	Consumer Staples
FVD First Trust Value Line Dividend Index Fund	$33,978,689	$5,270,670 ▼	-13.4%	833,526	0.9%	ETF
SSUS Day Hagan/Ned Davis Research Smart Sector ETF	$33,729,668	$1,921,598 ▲	6.0%	853,704	0.9%	ETF
AVGO Broadcom	$33,384,489	$3,025,017 ▲	10.0%	20,770	0.9%	Computer and Technology
IVV iShares Core S&P 500 ETF	$33,103,323	$15,868,111 ▼	-32.4%	60,463	0.9%	ETF
BX Blackstone	$30,310,882	$1,078,861 ▲	3.7%	244,822	0.8%	Finance
CAT Caterpillar	$29,429,762	$17,832,049 ▲	153.8%	88,327	0.8%	Industrial Products
JPM JPMorgan Chase & Co.	$28,978,481	$1,429,672 ▲	5.2%	143,223	0.8%	Finance
SPYG SPDR Portfolio S&P 500 Growth ETF	$27,864,494	$150,563 ▼	-0.5%	347,743	0.8%	ETF
FTCS First Trust Capital Strength ETF	$25,775,773	$3,525,585 ▼	-12.0%	306,392	0.7%	ETF
GOOGL Alphabet	$25,547,826	$3,441,148 ▲	15.6%	140,236	0.7%	Computer and Technology
JEPI JPMorgan Equity Premium Income ETF	$24,491,511	$651,737 ▼	-2.6%	432,006	0.7%	ETF
FPE First Trust Preferred Securities and Income ETF	$24,330,004	$5,082,143 ▲	26.4%	1,401,320	0.7%	ETF
VTV Vanguard Value ETF	$23,429,470	$6,400,928 ▼	-21.5%	146,003	0.7%	ETF
MRK Merck & Co., Inc.	$22,738,914	$5,178,050 ▲	29.5%	183,631	0.6%	Medical
PDP Invesco Dorsey Wright Momentum ETF	$21,326,822	$1,660,172 ▼	-7.2%	217,935	0.6%	ETF
VUG Vanguard Growth ETF	$21,007,600	$1,433,110 ▼	-6.4%	56,143	0.6%	ETF
CVX Chevron	$20,948,288	$194,006 ▲	0.9%	133,892	0.6%	Oils/Energy
LLY Eli Lilly and Company	$20,820,782	$2,807,866 ▲	15.6%	22,987	0.6%	Medical
BUFR FT Vest Laddered Buffer ETF	$20,247,491	$10,985,172 ▲	118.6%	700,132	0.6%	ETF
WMT Walmart	$20,037,975	$130,969 ▲	0.7%	295,898	0.6%	Retail/Wholesale
GOOG Alphabet	$19,980,903	$65,304 ▼	-0.3%	108,925	0.6%	Computer and Technology
MOAT VanEck Morningstar Wide Moat ETF	$19,869,083	$181,625 ▲	0.9%	229,404	0.6%	ETF
IWF iShares Russell 1000 Growth ETF	$19,282,461	$7,797,939 ▲	67.9%	52,885	0.5%	ETF
TLT iShares 20+ Year Treasury Bond ETF	$19,023,200	$2,703,649 ▲	16.6%	207,270	0.5%	ETF
META Meta Platforms	$18,956,471	$3,012,398 ▲	18.9%	37,587	0.5%	Computer and Technology
CGDV Capital Group Dividend Value ETF	$18,918,996	$5,867,623 ▲	45.0%	573,294	0.5%	ETF
SDVY First Trust SMID Cap Rising Dividend Archievers ETF	$18,269,114	$3,811,950 ▼	-17.3%	547,146	0.5%	ETF
IYW iShares U.S. Technology ETF	$17,829,719	$328,851 ▲	1.9%	118,467	0.5%	Manufacturing
GLD SPDR Gold Shares	$17,609,373	$1,119,332 ▲	6.8%	81,901	0.5%	Finance
SPLV Invesco S&P 500 Low Volatility ETF	$17,350,604	$1,321,732 ▼	-7.1%	267,138	0.5%	ETF
IYJ iShares U.S. Industrials ETF	$17,007,113	$1,629,081 ▲	10.6%	142,387	0.5%	ETF
LMBS First Trust Low Duration Opportunities ETF	$16,600,801	$5,761,518 ▲	53.2%	345,465	0.5%	Manufacturing
PEP PepsiCo	$16,308,844	$595,593 ▲	3.8%	98,851	0.5%	Consumer Staples
COST Costco Wholesale	$16,296,528	$812,656 ▲	5.2%	19,151	0.5%	Retail/Wholesale
HD Home Depot	$15,414,790	$2,128,233 ▲	16.0%	44,740	0.4%	Retail/Wholesale
VOO Vanguard S&P 500 ETF	$15,151,418	$2,318,901 ▼	-13.3%	30,278	0.4%	ETF
VTI Vanguard Total Stock Market ETF	$14,694,598	$2,886,238 ▲	24.4%	54,894	0.4%	ETF
BRK.B Berkshire Hathaway	$14,566,064	$1,010,069 ▲	7.5%	35,807	0.4%	Finance
COWZ Pacer US Cash Cows 100 ETF	$14,538,668	$1,661,081 ▲	12.9%	266,681	0.4%	ETF
AGG iShares Core U.S. Aggregate Bond ETF	$14,370,410	$262,578 ▲	1.9%	147,985	0.4%	Finance
JNJ Johnson & Johnson	$13,725,276	$67,283 ▼	-0.5%	93,837	0.4%	Medical
MGK Vanguard Mega Cap Growth ETF	$13,708,297	$4,553,198 ▲	49.7%	43,628	0.4%	ETF
ADBE Adobe	$13,523,766	$5,351,954 ▲	65.5%	24,344	0.4%	Computer and Technology
MCD McDonald's	$13,486,661	$732,572 ▲	5.7%	52,892	0.4%	Retail/Wholesale
V Visa	$13,262,207	$2,144,905 ▲	19.3%	50,479	0.4%	Business Services
CGGR Capital Group Growth ETF	$13,102,448	$6,106,885 ▲	87.3%	398,376	0.4%	ETF
CRM Salesforce	$13,046,340	$3,092,927 ▲	31.1%	50,744	0.4%	Computer and Technology
FVC First Trust Dorsey Wright Dynamic Focus 5 ETF	$12,765,955	$1,234,637 ▼	-8.8%	362,060	0.4%	Manufacturing
IBM International Business Machines	$12,557,274	$4,040,895 ▲	47.4%	72,583	0.3%	Computer and Technology
DIA SPDR Dow Jones Industrial Average ETF Trust	$12,358,056	$871,680 ▲	7.6%	31,587	0.3%	Finance
ABBV AbbVie	$12,330,283	$868,721 ▲	7.6%	71,848	0.3%	Medical
RDVI FT Vest Rising Dividend Achievers Target Income ETF	$12,077,558	$1,788,681 ▲	17.4%	516,423	0.3%	ETF
BAC Bank of America	$11,994,381	$564,957 ▲	4.9%	301,581	0.3%	Finance
FTGS First Trust Growth Strength ETF	$11,749,684	$11,749,684 ▲	New Holding	385,123	0.3%	ETF
RFDA RiverFront Dynamic US Dividend Advantage ETF	$11,475,460	$184,799 ▼	-1.6%	216,905	0.3%	ETF
KNG FT Vest S&P 500 Dividend Aristocrats Target Income ETF	$11,378,594	$4,493,229 ▲	65.3%	225,152	0.3%	ETF
RLI RLI	$11,378,297	$11,378,297 ▲	New Holding	80,875	0.3%	Finance
CSCO Cisco Systems	$11,212,750	$282,235 ▲	2.6%	235,987	0.3%	Computer and Technology
AMLP Alerian MLP ETF	$11,199,452	$65,783 ▲	0.6%	233,412	0.3%	ETF
ABT Abbott Laboratories	$11,128,033	$614,125 ▲	5.8%	107,072	0.3%	Medical
SLV iShares Silver Trust	$11,066,243	$7,997,453 ▲	260.6%	416,500	0.3%	ETF
NVO Novo Nordisk A/S	$10,836,673	$892,254 ▲	9.0%	75,908	0.3%	Medical
CMCSA Comcast	$10,470,516	$595,469 ▲	6.0%	267,377	0.3%	Consumer Discretionary
CRWD CrowdStrike	$10,286,295	$2,837,017 ▲	38.1%	26,845	0.3%	Computer and Technology
TSM Taiwan Semiconductor Manufacturing	$10,276,762	$175,585 ▲	1.7%	59,114	0.3%	Computer and Technology
MU Micron Technology	$9,969,050	$6,358,888 ▲	176.1%	75,789	0.3%	Computer and Technology
LOW Lowe's Companies	$9,765,243	$340,361 ▲	3.6%	44,270	0.3%	Retail/Wholesale
PNC The PNC Financial Services Group	$9,508,026	$567,390 ▲	6.3%	61,148	0.3%	Finance
UNH UnitedHealth Group	$9,444,265	$166,181 ▲	1.8%	18,527	0.3%	Medical
AMD Advanced Micro Devices	$9,432,349	$2,029,571 ▼	-17.7%	58,149	0.3%	Computer and Technology
GJUN FT Cboe Vest U.S. Equity Moderate Buffer ETF - June	$9,358,563	$9,358,563 ▲	New Holding	274,368	0.3%	ETF
HON Honeywell International	$9,334,659	$723,095 ▲	8.4%	43,698	0.3%	Industrials
FTSL First Trust Senior Loan ETF	$9,165,513	$3,518,800 ▲	62.3%	200,478	0.3%	Manufacturing
IYC iShares U.S. Consumer Discretionary ETF	$8,851,315	$30,155 ▲	0.3%	108,897	0.2%	ETF
ACN Accenture	$8,819,160	$465,285 ▲	5.6%	29,057	0.2%	Computer and Technology
FSIG First Trust Limited Duration Investment Grade Corporate ETF	$8,796,917	$8,476,040 ▲	2,641.5%	469,431	0.2%	ETF
ADI Analog Devices	$8,774,080	$260,734 ▲	3.1%	38,430	0.2%	Computer and Technology
SMH VanEck Semiconductor ETF	$8,742,996	$1,717,421 ▼	-16.4%	33,538	0.2%	Manufacturing
DGRO iShares Core Dividend Growth ETF	$8,709,225	$894,652 ▼	-9.3%	151,142	0.2%	ETF
EPD Enterprise Products Partners	$8,672,759	$723,063 ▲	9.1%	299,238	0.2%	Oils/Energy
SHEL Shell	$8,586,094	$370,446 ▲	4.5%	118,948	0.2%	Oils/Energy
VO Vanguard Mid-Cap ETF	$8,546,335	$162,540 ▲	1.9%	35,281	0.2%	ETF
LHX L3Harris Technologies	$8,519,981	$588,065 ▲	7.4%	37,930	0.2%	Aerospace
CEG Constellation Energy	$8,392,383	$3,497,744 ▲	71.5%	41,905	0.2%	Oils/Energy
IEF iShares 7-10 Year Treasury Bond ETF	$8,196,161	$4,978,120 ▲	154.7%	87,518	0.2%	ETF
RFDI First Trust RiverFront Dynamic Developed International ETF	$8,023,941	$126,374 ▼	-1.6%	126,098	0.2%	ETF
IJT iShares S&P Small-Cap 600 Growth ETF	$7,983,872	$13,615 ▼	-0.2%	62,158	0.2%	ETF
ETN Eaton	$7,699,591	$1,429,973 ▲	22.8%	24,553	0.2%	Industrial Products