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Sigma Planning Corp Top Holdings and 13F Report (2024)

About Sigma Planning Corp

Investment Activity

  • Sigma Planning Corp has $3.26 billion in total holdings as of September 30, 2024.
  • Sigma Planning Corp owns shares of 1,207 different stocks, but just 267 companies or ETFs make up 80% of its holdings.
  • Approximately 5.63% of the portfolio was purchased this quarter.
  • About 7.76% of the portfolio was sold this quarter.
  • This quarter, Sigma Planning Corp has purchased 1,180 new stocks and bought additional shares in 487 stocks.
  • Sigma Planning Corp sold shares of 583 stocks and completely divested from 76 stocks this quarter.

Largest Holdings

Apple
$165,299,280
NVIDIA
$82,334,165
Invesco QQQ
$70,783,933
Microsoft
$68,443,869

Largest New Holdings this Quarter

Spotify Technology
$1,922,252 Holding

Largest Purchases this Quarter

Broadcom
54,407 shares (about $9.39M)
Schwab U.S. Large-Cap Growth ETF
42,477 shares (about $4.43M)
Berkshire Hathaway
7,843 shares (about $3.61M)
First Trust Growth Strength ETF
109,279 shares (about $3.41M)

Largest Sales this Quarter

SPDR S&P 500 ETF Trust
39,223 shares (about $22.50M)
iShares Core Dividend Growth ETF
105,689 shares (about $6.63M)
Apple
24,626 shares (about $5.74M)
iShares S&P 500 Growth ETF
58,690 shares (about $5.62M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofSigma Planning Corp

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$192,691,171$2,313,623 1.2%334,0585.9%ETF
Apple Inc. stock logo
AAPL
Apple
$165,299,280$5,737,858 -3.4%709,4395.1%Computer and Technology
NVIDIA Co. stock logo
NVDA
NVIDIA
$82,334,165$3,561,726 -4.1%677,9802.5%Computer and Technology
Invesco QQQ stock logo
QQQ
Invesco QQQ
$70,783,933$4,219,308 -5.6%260,0312.2%Finance
Microsoft Co. stock logo
MSFT
Microsoft
$68,443,869$1,925,590 -2.7%159,0612.1%Computer and Technology
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$66,723,681$1,959,820 -2.9%358,0942.0%Retail/Wholesale
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$62,861,266$22,504,632 -26.4%109,5601.9%Finance
Vanguard S&P 500 ETF stock logo
VOO
Vanguard S&P 500 ETF
$51,518,663$2,151,844 4.4%97,6341.6%ETF
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$48,517,785$5,619,569 -10.4%506,7131.5%ETF
iShares Core Dividend Growth ETF stock logo
DGRO
iShares Core Dividend Growth ETF
$40,720,245$6,625,646 -14.0%649,5491.2%ETF
iShares iBoxx $ Investment Grade Corporate Bond ETF stock logo
LQD
iShares iBoxx $ Investment Grade Corporate Bond ETF
$35,821,945$3,861,876 -9.7%317,0651.1%Finance
Pacer US Cash Cows 100 ETF stock logo
COWZ
Pacer US Cash Cows 100 ETF
$33,791,466$2,870,292 -7.8%584,3211.0%ETF
Berkshire Hathaway Inc. stock logo
BRK.B
Berkshire Hathaway
$28,666,690$3,609,801 14.4%62,2840.9%Finance
Alphabet Inc. stock logo
GOOG
Alphabet
$26,205,223$42,633 0.2%156,7390.8%Computer and Technology
Schwab US Dividend Equity ETF stock logo
SCHD
Schwab US Dividend Equity ETF
$25,071,844$368,297 1.5%296,6030.8%ETF
iShares Core S&P Small-Cap ETF stock logo
IJR
iShares Core S&P Small-Cap ETF
$23,287,956$1,517,091 7.0%199,1100.7%ETF
iShares Core S&P Mid-Cap ETF stock logo
IJH
iShares Core S&P Mid-Cap ETF
$23,145,095$4,094,737 -15.0%371,3910.7%ETF
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$22,245,116$380,144 1.7%112,8220.7%ETF
Schwab U.S. Large-Cap Growth ETF stock logo
SCHG
Schwab U.S. Large-Cap Growth ETF
$22,069,774$4,425,248 25.1%211,8430.7%ETF
AbbVie Inc. stock logo
ABBV
AbbVie
$21,616,540$194,913 -0.9%109,4620.7%Medical
iShares 10+ Year Investment Grade Corporate Bond ETF stock logo
IGLB
iShares 10+ Year Investment Grade Corporate Bond ETF
$19,302,093$19,302,093 New Holding360,1810.6%ETF
VanEck Morningstar Wide Moat ETF stock logo
MOAT
VanEck Morningstar Wide Moat ETF
$19,255,088$1,142,558 -5.6%198,6080.6%ETF
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$18,860,951$2,008,186 11.9%186,2440.6%Finance
FT Vest U.S. Equity Buffer ETF - December stock logo
FDEC
FT Vest U.S. Equity Buffer ETF - December
$18,609,204$5,371,085 -22.4%425,0530.6%ETF
iShares 1-3 Year Treasury Bond ETF stock logo
SHY
iShares 1-3 Year Treasury Bond ETF
$18,152,394$627,616 3.6%218,3090.6%Manufacturing
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$17,865,728$312,820 -1.7%73,5030.5%Finance
Meta Platforms, Inc. stock logo
META
Meta Platforms
$17,715,505$837,489 -4.5%30,9470.5%Computer and Technology
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$16,585,503$1,772 0.0%18,7210.5%Medical
iShares Global 100 ETF stock logo
IOO
iShares Global 100 ETF
$16,212,160$36,590 -0.2%163,4950.5%ETF
JPMorgan Equity Premium Income ETF stock logo
JEPI
JPMorgan Equity Premium Income ETF
$16,205,215$206,678 -1.3%272,3110.5%ETF
iShares National Muni Bond ETF stock logo
MUB
iShares National Muni Bond ETF
$15,741,820$246,047 -1.5%144,9120.5%ETF
Invesco S&P 500 Equal Weight ETF stock logo
RSP
Invesco S&P 500 Equal Weight ETF
$15,560,337$288,805 1.9%86,8520.5%ETF
First Trust TCW Opportunistic Fixed Income ETF stock logo
FIXD
First Trust TCW Opportunistic Fixed Income ETF
$15,543,430$906,655 -5.5%343,5770.5%Manufacturing
SDVY
First Trust SMID Cap Rising Dividend Archievers ETF
$15,452,914$310,758 2.1%424,7640.5%ETF
Costco Wholesale Co. stock logo
COST
Costco Wholesale
$15,279,028$375,881 2.5%17,2350.5%Retail/Wholesale
iShares Floating Rate Bond ETF stock logo
FLOT
iShares Floating Rate Bond ETF
$15,187,887$2,902,597 -16.0%297,5680.5%ETF
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$14,969,748$73,590 -0.5%70,9940.5%Finance
iShares MSCI USA Min Vol Factor ETF stock logo
USMV
iShares MSCI USA Min Vol Factor ETF
$14,768,533$285,617 2.0%161,7410.5%ETF
iShares 5-10 Year Investment Grade Corporate Bond ETF stock logo
IGIB
iShares 5-10 Year Investment Grade Corporate Bond ETF
$13,541,676$3,980,542 -22.7%252,0790.4%Manufacturing
Alphabet Inc. stock logo
GOOGL
Alphabet
$13,493,841$481,793 -3.4%81,3620.4%Computer and Technology
Vanguard Total Stock Market ETF stock logo
VTI
Vanguard Total Stock Market ETF
$13,392,231$103,651 -0.8%47,2890.4%ETF
The Home Depot, Inc. stock logo
HD
Home Depot
$13,056,287$273,509 -2.1%32,2220.4%Retail/Wholesale
Schwab US Large-Cap ETF stock logo
SCHX
Schwab US Large-Cap ETF
$13,048,455$514,982 4.1%192,3130.4%ETF
iShares MSCI USA Quality Factor ETF stock logo
QUAL
iShares MSCI USA Quality Factor ETF
$12,632,439$330,272 2.7%70,4540.4%ETF
FT Vest Laddered Buffer ETF stock logo
BUFR
FT Vest Laddered Buffer ETF
$12,521,307$3,108,171 33.0%418,9130.4%ETF
Vanguard Intermediate-Term Bond ETF stock logo
BIV
Vanguard Intermediate-Term Bond ETF
$12,029,210$2,550,701 26.9%153,4930.4%ETF
The Procter & Gamble Company stock logo
PG
Procter & Gamble
$12,015,395$401,304 -3.2%69,3730.4%Consumer Staples
Vanguard Value ETF stock logo
VTV
Vanguard Value ETF
$11,890,476$18,330 0.2%68,1130.4%ETF
Technology Select Sector SPDR Fund stock logo
XLK
Technology Select Sector SPDR Fund
$11,459,311$995,372 -8.0%50,7590.4%ETF
iShares Core S&P U.S. Value ETF stock logo
IUSV
iShares Core S&P U.S. Value ETF
$11,278,407$363,148 3.3%118,1110.3%Manufacturing
Visa Inc. stock logo
V
Visa
$11,086,951$227,381 -2.0%40,3240.3%Business Services
Verizon Communications Inc. stock logo
VZ
Verizon Communications
$10,759,145$217,589 -2.0%239,5710.3%Computer and Technology
Exxon Mobil Co. stock logo
XOM
Exxon Mobil
$10,688,698$188,021 -1.7%91,1850.3%Oils/Energy
Capital Group Dividend Value ETF stock logo
CGDV
Capital Group Dividend Value ETF
$10,658,251$2,891,716 -21.3%292,4230.3%ETF
Tesla, Inc. stock logo
TSLA
Tesla
$10,656,824$911,790 -7.9%40,7320.3%Auto/Tires/Trucks
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$10,550,179$197,310 1.9%135,1720.3%ETF
Walmart Inc. stock logo
WMT
Walmart
$10,479,443$374,923 -3.5%129,7760.3%Retail/Wholesale
Broadcom Inc. stock logo
AVGO
Broadcom
$10,394,712$9,385,239 929.7%60,2590.3%Computer and Technology
NextEra Energy, Inc. stock logo
NEE
NextEra Energy
$10,144,008$112,340 1.1%120,0050.3%Utilities
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$10,078,947$78,761 0.8%62,1930.3%Medical
Vanguard Short-Term Corporate Bond ETF stock logo
VCSH
Vanguard Short-Term Corporate Bond ETF
$9,903,080$1,112,511 12.7%124,6930.3%ETF
Caterpillar Inc. stock logo
CAT
Caterpillar
$9,717,558$193,608 -2.0%24,8450.3%Industrial Products
Waste Management, Inc. stock logo
WM
Waste Management
$9,681,138$50,446 -0.5%46,6340.3%Business Services
iShares Russell 2000 ETF stock logo
IWM
iShares Russell 2000 ETF
$9,634,716$2,517,908 -20.7%43,6180.3%Finance
Health Care Select Sector SPDR Fund stock logo
XLV
Health Care Select Sector SPDR Fund
$9,124,467$288,942 -3.1%59,2420.3%ETF
Vanguard Total International Bond ETF stock logo
BNDX
Vanguard Total International Bond ETF
$8,987,672$2,110,810 30.7%178,7520.3%ETF
UnitedHealth Group Incorporated stock logo
UNH
UnitedHealth Group
$8,812,145$84,192 1.0%15,0720.3%Medical
iShares Morningstar Mid-Cap Growth ETF stock logo
IMCG
iShares Morningstar Mid-Cap Growth ETF
$8,658,170$2,161,295 33.3%118,6540.3%ETF
First Trust Low Duration Opportunities ETF stock logo
LMBS
First Trust Low Duration Opportunities ETF
$8,515,166$416,971 5.1%172,3370.3%Manufacturing
JANW
AllianzIM U.S. Large Cap Buffer20 Jan ETF
$8,410,208$57,645 -0.7%255,3190.3%ETF
Abbott Laboratories stock logo
ABT
Abbott Laboratories
$8,303,651$1,423,750 20.7%72,8330.3%Medical
First Trust NASDAQ Technology Dividend Index Fund stock logo
TDIV
First Trust NASDAQ Technology Dividend Index Fund
$8,206,983$380,221 -4.4%102,2040.3%Manufacturing
FT Vest S&P 500 Dividend Aristocrats Target Income ETF stock logo
KNG
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
$8,147,494$537,827 7.1%149,5500.2%ETF
iShares Core S&P Total U.S. Stock Market ETF stock logo
ITOT
iShares Core S&P Total U.S. Stock Market ETF
$8,096,674$542,299 -6.3%64,4540.2%ETF
First Trust NASDAQ Rising Dividend Achievers stock logo
RDVY
First Trust NASDAQ Rising Dividend Achievers
$8,058,742$1,039,020 -11.4%136,1040.2%Manufacturing
First Trust Capital Strength ETF stock logo
FTCS
First Trust Capital Strength ETF
$7,969,649$3,365,247 -29.7%87,7710.2%ETF
Vanguard FTSE Developed Markets ETF stock logo
VEA
Vanguard FTSE Developed Markets ETF
$7,925,385$70,818 -0.9%150,0740.2%ETF
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF stock logo
XHLF
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
$7,912,123$302,035 -3.7%156,8620.2%ETF
Vanguard Dividend Appreciation ETF stock logo
VIG
Vanguard Dividend Appreciation ETF
$7,663,129$45,158 0.6%38,6910.2%ETF
Financial Select Sector SPDR Fund stock logo
XLF
Financial Select Sector SPDR Fund
$7,662,312$54,293 0.7%169,0710.2%ETF
Fidelity Total Bond ETF stock logo
FBND
Fidelity Total Bond ETF
$7,611,351$1,059,452 16.2%162,8450.2%ETF
iShares S&P Small-Cap 600 Growth ETF stock logo
IJT
iShares S&P Small-Cap 600 Growth ETF
$7,551,849$90,390 1.2%54,1390.2%ETF
International Business Machines Co. stock logo
IBM
International Business Machines
$7,545,719$15,697 -0.2%34,1310.2%Computer and Technology
Utilities Select Sector SPDR Fund stock logo
XLU
Utilities Select Sector SPDR Fund
$7,478,912$68,259 -0.9%92,5840.2%ETF
First Trust RBA American Industrial Renaissance ETF stock logo
AIRR
First Trust RBA American Industrial Renaissance ETF
$7,454,026$146,578 -1.9%99,8260.2%Manufacturing
Chevron Co. stock logo
CVX
Chevron
$7,406,968$127,683 -1.7%50,2950.2%Oils/Energy
Fidelity MSCI Health Care Index ETF stock logo
FHLC
Fidelity MSCI Health Care Index ETF
$7,375,453$27,591 0.4%101,3110.2%ETF
First Trust Enhanced Short Maturity ETF stock logo
FTSM
First Trust Enhanced Short Maturity ETF
$7,278,532$2,412,168 -24.9%121,5720.2%Manufacturing
First Trust Dorsey Wright Focus 5 ETF stock logo
FV
First Trust Dorsey Wright Focus 5 ETF
$7,226,080$64,971 0.9%124,0100.2%Manufacturing
iShares 0-3 Month Treasury Bond ETF stock logo
SGOV
iShares 0-3 Month Treasury Bond ETF
$7,125,543$170,318 2.4%70,7460.2%ETF
DTE Energy stock logo
DTE
DTE Energy
$7,110,543$12,327 -0.2%55,3740.2%Utilities
iShares Gold Trust stock logo
IAU
iShares Gold Trust
$6,994,268$589,043 9.2%140,7300.2%Finance
iShares Core High Dividend ETF stock logo
HDV
iShares Core High Dividend ETF
$6,865,553$772,523 12.7%58,3710.2%ETF
Salesforce, Inc. stock logo
CRM
Salesforce
$6,843,486$270,696 -3.8%25,0030.2%Computer and Technology
McDonald's Co. stock logo
MCD
McDonald's
$6,831,679$395,558 6.1%22,4350.2%Retail/Wholesale
iShares Core MSCI Emerging Markets ETF stock logo
IEMG
iShares Core MSCI Emerging Markets ETF
$6,808,626$228,606 -3.2%118,5970.2%ETF
iShares 20+ Year Treasury Bond ETF stock logo
TLT
iShares 20+ Year Treasury Bond ETF
$6,760,500$517,375 -7.1%68,9150.2%ETF
First Trust Preferred Securities and Income ETF stock logo
FPE
First Trust Preferred Securities and Income ETF
$6,519,368$629,681 10.7%360,1860.2%ETF
Energy Select Sector SPDR Fund stock logo
XLE
Energy Select Sector SPDR Fund
$6,406,663$2,839,884 -30.7%72,9690.2%ETF
Duke Energy Co. stock logo
DUK
Duke Energy
$6,171,163$226,448 -3.5%53,5230.2%Utilities

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