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Sigma Planning Corp Top Holdings and 13F Report (2025)

About Sigma Planning Corp

Investment Activity

  • Sigma Planning Corp has $3.18 billion in total holdings as of December 31, 2024.
  • Sigma Planning Corp owns shares of 1,160 different stocks, but just 262 companies or ETFs make up 80% of its holdings.
  • Approximately 6.54% of the portfolio was purchased this quarter.
  • About 10.16% of the portfolio was sold this quarter.
  • This quarter, Sigma Planning Corp has purchased 1,207 new stocks and bought additional shares in 502 stocks.
  • Sigma Planning Corp sold shares of 556 stocks and completely divested from 117 stocks this quarter.

Largest Holdings

Apple
$173,724,821
NVIDIA
$91,610,517
Amazon.com
$73,383,412
Invesco QQQ
$70,822,241

Largest New Holdings this Quarter

NORTHERN LIGHTS FD TR
$5,278,302 Holding
ARISTA NETWORKS INC
$3,344,025 Holding
ASTERA LABS INC
$2,717,874 Holding
LHA Risk-Managed Income ETF
$2,076,359 Holding

Largest Purchases this Quarter

Schwab U.S. Large-Cap Growth ETF
732,009 shares (about $20.40M)
Schwab US Dividend Equity ETF
610,938 shares (about $16.69M)
Schwab US Large-Cap ETF
381,502 shares (about $8.84M)
NORTHERN LIGHTS FD TR
198,765 shares (about $5.28M)
LHA Market State Tactical Beta ETF
155,539 shares (about $5.26M)

Largest Sales this Quarter

Invesco QQQ
121,498 shares (about $62.11M)
FT Vest U.S. Equity Buffer ETF - December
368,340 shares (about $16.42M)
SPDR S&P 500 ETF Trust
16,433 shares (about $9.63M)
AllianzIM U.S. Large Cap Buffer20 Jan ETF
221,241 shares (about $7.44M)
Amazon.com
23,606 shares (about $5.18M)

Sector Allocation Over Time

Map of 500 Largest Holdings ofSigma Planning Corp

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
iShares Core S&P 500 ETF stock logo
IVV
iShares Core S&P 500 ETF
$196,293,888$359,094 -0.2%333,4486.2%ETF
Apple Inc. stock logo
AAPL
Apple
$173,724,821$3,932,845 -2.2%693,7345.5%Computer and Technology
NVIDIA Co. stock logo
NVDA
NVIDIA
$91,610,517$564,555 0.6%682,1842.9%Computer and Technology
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$73,383,412$5,178,927 -6.6%334,4882.3%Retail/Wholesale
Invesco QQQ stock logo
QQQ
Invesco QQQ
$70,822,241$62,113,436 -46.7%138,5332.2%Finance
Microsoft Co. stock logo
MSFT
Microsoft
$62,919,705$4,124,369 -6.2%149,2762.0%Computer and Technology
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$54,579,751$9,631,031 -15.0%93,1271.7%Finance
Vanguard S&P 500 ETF stock logo
VOO
Vanguard S&P 500 ETF
$52,601,558$4,849 0.0%97,6251.7%ETF
iShares S&P 500 Growth ETF stock logo
IVW
iShares S&P 500 Growth ETF
$47,765,417$3,681,175 -7.2%470,4561.5%ETF
iShares Core Dividend Growth ETF stock logo
DGRO
iShares Core Dividend Growth ETF
$37,094,147$2,749,198 -6.9%604,7301.2%ETF
iShares iBoxx $ Investment Grade Corporate Bond ETF stock logo
LQD
iShares iBoxx $ Investment Grade Corporate Bond ETF
$32,767,469$1,107,716 -3.3%306,6971.0%Finance
Pacer US Cash Cows 100 ETF stock logo
COWZ
Pacer US Cash Cows 100 ETF
$30,553,298$2,449,141 -7.4%540,9581.0%ETF
Alphabet Inc. stock logo
GOOG
Alphabet
$27,866,886$1,982,480 -6.6%146,3290.9%Computer and Technology
Berkshire Hathaway Inc. stock logo
BRK.B
Berkshire Hathaway
$26,564,476$1,667,617 -5.9%58,6050.8%Finance
Schwab U.S. Large-Cap Growth ETF stock logo
SCHG
Schwab U.S. Large-Cap Growth ETF
$26,305,164$20,401,098 345.5%943,8520.8%ETF
Schwab US Dividend Equity ETF stock logo
SCHD
Schwab US Dividend Equity ETF
$24,794,006$16,690,817 206.0%907,5410.8%ETF
iShares Core S&P Mid-Cap ETF stock logo
IJH
iShares Core S&P Mid-Cap ETF
$23,610,795$469,443 2.0%378,9250.7%ETF
iShares Core S&P Small-Cap ETF stock logo
IJR
iShares Core S&P Small-Cap ETF
$23,018,541$77,082 0.3%199,7790.7%ETF
iShares S&P 500 Value ETF stock logo
IVE
iShares S&P 500 Value ETF
$20,650,600$884,922 -4.1%108,1860.6%ETF
iShares 1-3 Year Treasury Bond ETF stock logo
SHY
iShares 1-3 Year Treasury Bond ETF
$19,216,037$1,319,059 7.4%234,3990.6%Manufacturing
Meta Platforms, Inc. stock logo
META
Meta Platforms
$19,106,388$986,586 5.4%32,6320.6%Computer and Technology
AbbVie Inc. stock logo
ABBV
AbbVie
$19,038,359$412,973 -2.1%107,1380.6%Medical
VanEck Morningstar Wide Moat ETF stock logo
MOAT
VanEck Morningstar Wide Moat ETF
$18,681,649$265,749 1.4%201,4740.6%ETF
First Trust SMID Cap Rising Dividend Archievers ETF stock logo
SDVY
First Trust SMID Cap Rising Dividend Archievers ETF
$18,679,630$3,451,851 22.7%521,0500.6%ETF
Tesla, Inc. stock logo
TSLA
Tesla
$17,911,992$1,462,714 8.9%44,3540.6%Auto/Tires/Trucks
iShares 10+ Year Investment Grade Corporate Bond ETF stock logo
IGLB
iShares 10+ Year Investment Grade Corporate Bond ETF
$17,246,820$546,117 -3.1%349,1260.5%ETF
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$17,214,348$832,660 -4.6%177,6510.5%Finance
JPMorgan Chase & Co. stock logo
JPM
JPMorgan Chase & Co.
$17,009,436$8,630 -0.1%70,9580.5%Finance
Invesco S&P 500 Equal Weight ETF stock logo
RSP
Invesco S&P 500 Equal Weight ETF
$15,798,395$579,311 3.8%90,1580.5%ETF
Costco Wholesale Co. stock logo
COST
Costco Wholesale
$15,678,619$113,620 -0.7%17,1110.5%Retail/Wholesale
Alphabet Inc. stock logo
GOOGL
Alphabet
$15,596,117$194,223 1.3%82,3880.5%Computer and Technology
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$14,845,540$2,951,820 -16.6%61,3120.5%Finance
The Home Depot, Inc. stock logo
HD
Home Depot
$14,662,302$2,128,179 17.0%37,6930.5%Retail/Wholesale
FT Vest Laddered Buffer ETF stock logo
BUFR
FT Vest Laddered Buffer ETF
$14,532,339$1,768,053 13.9%476,9390.5%ETF
iShares Global 100 ETF stock logo
IOO
iShares Global 100 ETF
$14,193,935$2,281,429 -13.8%140,8550.4%ETF
Broadcom Inc. stock logo
AVGO
Broadcom
$14,146,665$176,199 1.3%61,0190.4%Computer and Technology
iShares National Muni Bond ETF stock logo
MUB
iShares National Muni Bond ETF
$14,139,868$1,300,553 -8.4%132,7060.4%ETF
iShares MSCI USA Min Vol Factor ETF stock logo
USMV
iShares MSCI USA Min Vol Factor ETF
$13,908,986$452,031 -3.1%156,6500.4%ETF
Eli Lilly and Company stock logo
LLY
Eli Lilly and Company
$13,385,377$1,066,878 -7.4%17,3390.4%Medical
Vanguard Total Stock Market ETF stock logo
VTI
Vanguard Total Stock Market ETF
$13,341,903$362,840 -2.6%46,0370.4%ETF
Schwab US Large-Cap ETF stock logo
SCHX
Schwab US Large-Cap ETF
$13,301,020$8,843,209 198.4%573,8150.4%ETF
iShares MSCI USA Quality Factor ETF stock logo
QUAL
iShares MSCI USA Quality Factor ETF
$13,120,178$573,772 4.6%73,6760.4%ETF
iShares 5-10 Year Investment Grade Corporate Bond ETF stock logo
IGIB
iShares 5-10 Year Investment Grade Corporate Bond ETF
$13,014,169$29,567 0.2%252,6530.4%Manufacturing
iShares Floating Rate Bond ETF stock logo
FLOT
iShares Floating Rate Bond ETF
$12,527,113$2,613,146 -17.3%246,2090.4%ETF
Visa Inc. stock logo
V
Visa
$12,300,197$443,717 -3.5%38,9200.4%Business Services
JPMorgan Equity Premium Income ETF stock logo
JEPI
JPMorgan Equity Premium Income ETF
$12,259,753$3,406,292 -21.7%213,1020.4%ETF
Technology Select Sector SPDR Fund stock logo
XLK
Technology Select Sector SPDR Fund
$12,003,530$201,128 1.7%51,6240.4%ETF
iShares Core S&P U.S. Value ETF stock logo
IUSV
iShares Core S&P U.S. Value ETF
$11,641,250$705,351 6.4%125,7290.4%Manufacturing
Vanguard Value ETF stock logo
VTV
Vanguard Value ETF
$11,629,786$98,195 0.9%68,6930.4%ETF
The Procter & Gamble Company stock logo
PG
Procter & Gamble
$9,979,437$1,651,029 -14.2%59,5250.3%Consumer Staples
Capital Group Dividend Value ETF stock logo
CGDV
Capital Group Dividend Value ETF
$9,957,874$352,952 -3.4%282,4130.3%ETF
iShares Morningstar Mid-Cap Growth ETF stock logo
IMCG
iShares Morningstar Mid-Cap Growth ETF
$9,953,914$992,008 11.1%131,7880.3%ETF
Vanguard Intermediate-Term Bond ETF stock logo
BIV
Vanguard Intermediate-Term Bond ETF
$9,942,079$1,528,453 -13.3%133,0400.3%ETF
First Trust TCW Opportunistic Fixed Income ETF stock logo
FIXD
First Trust TCW Opportunistic Fixed Income ETF
$9,892,114$4,871,375 -33.0%230,2100.3%Manufacturing
Walmart Inc. stock logo
WMT
Walmart
$9,802,607$1,922,647 -16.4%108,4960.3%Retail/Wholesale
Caterpillar Inc. stock logo
CAT
Caterpillar
$9,559,937$547,049 6.1%26,3530.3%Industrial Products
iShares Core MSCI EAFE ETF stock logo
IEFA
iShares Core MSCI EAFE ETF
$9,493,682$6,185 -0.1%135,0840.3%ETF
Exxon Mobil Co. stock logo
XOM
Exxon Mobil
$9,309,562$499,234 -5.1%86,5440.3%Oils/Energy
Johnson & Johnson stock logo
JNJ
Johnson & Johnson
$8,766,715$227,632 -2.5%60,6190.3%Medical
Salesforce, Inc. stock logo
CRM
Salesforce
$8,565,385$206,278 2.5%25,6200.3%Computer and Technology
Verizon Communications Inc. stock logo
VZ
Verizon Communications
$8,435,972$1,144,474 -11.9%210,9520.3%Computer and Technology
First Trust NASDAQ Technology Dividend Index Fund stock logo
TDIV
First Trust NASDAQ Technology Dividend Index Fund
$8,364,256$345,304 4.3%106,6050.3%Manufacturing
NextEra Energy, Inc. stock logo
NEE
NextEra Energy
$8,230,176$373,004 -4.3%114,8020.3%Utilities
Chevron Co. stock logo
CVX
Chevron
$8,228,374$943,634 13.0%56,8100.3%Oils/Energy
Vanguard Total International Bond ETF stock logo
BNDX
Vanguard Total International Bond ETF
$8,190,545$577,219 -6.6%166,9840.3%ETF
First Trust Dorsey Wright Focus 5 ETF stock logo
FV
First Trust Dorsey Wright Focus 5 ETF
$8,171,895$847,865 11.6%138,3660.3%Manufacturing
First Trust RBA American Industrial Renaissance ETF stock logo
AIRR
First Trust RBA American Industrial Renaissance ETF
$8,108,022$417,404 5.4%105,2440.3%Manufacturing
Health Care Select Sector SPDR Fund stock logo
XLV
Health Care Select Sector SPDR Fund
$8,063,660$86,256 -1.1%58,6150.3%ETF
First Trust NASDAQ Rising Dividend Achievers stock logo
RDVY
First Trust NASDAQ Rising Dividend Achievers
$8,000,423$48,791 -0.6%135,2790.3%Manufacturing
International Business Machines Co. stock logo
IBM
International Business Machines
$7,936,502$433,504 5.8%36,1030.2%Computer and Technology
Abbott Laboratories stock logo
ABT
Abbott Laboratories
$7,925,570$312,521 -3.8%70,0700.2%Medical
iShares Core S&P Total U.S. Stock Market ETF stock logo
ITOT
iShares Core S&P Total U.S. Stock Market ETF
$7,870,099$419,943 -5.1%61,1890.2%ETF
iShares Gold Trust stock logo
IAU
iShares Gold Trust
$7,809,992$842,461 12.1%157,7460.2%Finance
Waste Management, Inc. stock logo
WM
Waste Management
$7,734,695$1,675,682 -17.8%38,3300.2%Business Services
Financial Select Sector SPDR Fund stock logo
XLF
Financial Select Sector SPDR Fund
$7,613,053$558,164 -6.8%157,5220.2%ETF
Fidelity Total Bond ETF stock logo
FBND
Fidelity Total Bond ETF
$7,597,646$290,802 4.0%169,3260.2%ETF
Vanguard Dividend Appreciation ETF stock logo
VIG
Vanguard Dividend Appreciation ETF
$7,584,422$7,637 0.1%38,7300.2%ETF
FT Vest S&P 500 Dividend Aristocrats Target Income ETF stock logo
KNG
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
$7,446,204$62,712 -0.8%148,3010.2%ETF
UnitedHealth Group Incorporated stock logo
UNH
UnitedHealth Group
$7,381,017$243,319 -3.2%14,5910.2%Medical
Vanguard FTSE Developed Markets ETF stock logo
VEA
Vanguard FTSE Developed Markets ETF
$7,373,342$196,826 2.7%154,1900.2%ETF
iShares S&P Small-Cap 600 Growth ETF stock logo
IJT
iShares S&P Small-Cap 600 Growth ETF
$7,321,235$7,581 -0.1%54,0830.2%ETF
PSFF
Pacer Swan SOS Fund of Funds ETF
$7,292,629$2,787,062 61.9%248,9800.2%ETF
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF stock logo
XHLF
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
$7,130,726$740,606 -9.4%142,1030.2%ETF
First Trust Low Duration Opportunities ETF stock logo
LMBS
First Trust Low Duration Opportunities ETF
$7,017,996$1,369,618 -16.3%144,1960.2%Manufacturing
Vanguard Short-Term Corporate Bond ETF stock logo
VCSH
Vanguard Short-Term Corporate Bond ETF
$7,016,813$2,710,446 -27.9%89,9480.2%ETF
FCUS
Pinnacle Focused Opportunities ETF
$6,841,823$1,995,109 41.2%237,8150.2%ETF
Fidelity MSCI Health Care Index ETF stock logo
FHLC
Fidelity MSCI Health Care Index ETF
$6,686,000$65,350 1.0%102,3110.2%ETF
First Trust Preferred Securities and Income ETF stock logo
FPE
First Trust Preferred Securities and Income ETF
$6,655,860$280,563 4.4%376,0370.2%ETF
DTE Energy stock logo
DTE
DTE Energy
$6,641,334$45,040 -0.7%55,0010.2%Utilities
iShares Core High Dividend ETF stock logo
HDV
iShares Core High Dividend ETF
$6,623,580$70,836 1.1%59,0020.2%ETF
First Trust Capital Strength ETF stock logo
FTCS
First Trust Capital Strength ETF
$6,598,927$1,109,071 -14.4%75,1420.2%ETF
PALANTIR TECHNOLOGIES INC
$6,478,366$1,382,965 27.1%85,6590.2%CL A
iShares 0-3 Month Treasury Bond ETF stock logo
SGOV
iShares 0-3 Month Treasury Bond ETF
$6,308,136$789,119 -11.1%62,8800.2%ETF
First Trust Growth Strength ETF stock logo
FTGS
First Trust Growth Strength ETF
$6,245,556$929,880 17.5%198,9030.2%ETF
Utilities Select Sector SPDR Fund stock logo
XLU
Utilities Select Sector SPDR Fund
$6,241,303$766,359 -10.9%82,4590.2%ETF
VanEck Semiconductor ETF stock logo
SMH
VanEck Semiconductor ETF
$6,188,111$168,549 2.8%25,5530.2%Manufacturing
SPDR Portfolio Intermediate Term Corporate Bond ETF stock logo
SPIB
SPDR Portfolio Intermediate Term Corporate Bond ETF
$6,108,552$255,855 4.4%186,4640.2%ETF
Vanguard Mid-Cap ETF stock logo
VO
Vanguard Mid-Cap ETF
$6,038,206$82,936 -1.4%22,8610.2%ETF
iShares Broad USD High Yield Corporate Bond ETF stock logo
USHY
iShares Broad USD High Yield Corporate Bond ETF
$6,032,555$155,070 2.6%163,9730.2%ETF
iShares Broad USD Investment Grade Corporate Bond ETF stock logo
USIG
iShares Broad USD Investment Grade Corporate Bond ETF
$6,015,223$124,845 2.1%119,6350.2%Manufacturing

Showing largest 100 holdings. View all holdings.
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