Free Trial
→ Trump’s national nightmare is here (From Porter & Company) (Ad) Free CAT Stock Alerts

Caterpillar (CAT) Institutional Ownership

Caterpillar logo
$428.85 -9.17 (-2.09%)
Closing price 08/1/2025 03:59 PM Eastern
Extended Trading
$428.72 -0.13 (-0.03%)
As of 08/1/2025 07:50 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Caterpillar (NYSE:CAT)

Current
Institutional Ownership
Percentage
70.98%
Number of
Institutional Buyers
(last 12 months)
2076
Total
Institutional Inflows
(last 12 months)
$16.23B
Number of
Institutional Sellers
(last 12 months)
1647
Total
Institutional Outflows
(last 12 months)
$7.15B
Get CAT Insider Trade Alerts

Want to know when executives and insiders are buying or selling Caterpillar stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Skip Chart & View Institutional Buying and Selling Data

CAT Institutional Buying and Selling by Quarter

Caterpillar Major Shareholders & Ownership History

Export to Excel
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/1/2025Oarsman Capital Inc.7,609$2.95M0.5%+0.4%0.002%
8/1/2025Bank of Jackson Hole Trust2,023$785K0.4%+20.6%0.000%
8/1/2025Motco220$85K0.0%-41.2%0.000%
8/1/2025Fire Capital Management LLC4,369$1.70M1.1%+8.1%0.001%
8/1/2025Jennison Associates LLC240,054$93.19M0.1%-6.3%0.051%
8/1/2025Winebrenner Capital Management LLC2,640$1.03M0.8%+5.6%0.001%
8/1/2025Markel Group Inc.328,650$127.59M1.1%+0.2%0.070%
8/1/2025Mendel Money Management3,319$1.29M0.6%-0.7%0.001%
8/1/2025FSA Advisors Inc.1,280$497K0.4%-19.5%0.000%
8/1/2025Austin Private Wealth LLC2,205$856K0.1%+3.8%0.000%
8/1/2025James Investment Research Inc.28,902$11.22M1.3%-2.3%0.006%
8/1/2025Strategic Financial Services Inc.522$203K0.0%N/A0.000%
8/1/2025Redmond Asset Management LLC6,096$2.37M0.6%-8.5%0.001%
8/1/2025Mizuho Markets Americas LLC807$313K0.0%-74.8%0.000%
8/1/2025Zhang Financial LLC10,292$4.00M0.2%-1.8%0.002%
8/1/2025Fairfield Financial Advisors LTD7,545$2.93M1.0%-15.8%0.002%
8/1/2025Capital Investment Counsel LLC22,223$8.63M1.3%-1.5%0.005%
8/1/2025New York Life Investment Management LLC64,136$24.90M0.2%+0.1%0.014%
8/1/2025Private Wealth Partners LLC1,027$399K0.0%-8.9%0.000%
8/1/2025Boyd Watterson Asset Management LLC OH10,762$4.18M1.3%+0.3%0.002%
8/1/2025Trust Investment Advisors6,422$2.49M1.5%-5.1%0.001%
8/1/2025Howard Capital Management Inc.3,504$1.36M0.0%+17.3%0.001%
8/1/2025Reliant Investment Partners LLC1,636$635K0.6%-2.0%0.000%
8/1/2025First National Trust Co45,409$17.63M0.7%-1.1%0.010%
8/1/2025Purkiss Capital Advisors LLC1,866$724K0.4%+8.7%0.000%
8/1/2025May Hill Capital LLC809$314K0.1%+19.3%0.000%
8/1/2025Logan Capital Management Inc.22,856$8.87M0.4%-3.4%0.005%
8/1/2025GWN Securities Inc.1,481$578K0.1%-92.5%0.000%
8/1/2025Taylor Financial Group Inc.1,779$691K0.4%-1.4%0.000%
8/1/2025Fjarde AP Fonden Fourth Swedish National Pension Fund118,546$46.02M0.4%+16.4%0.025%
8/1/2025Advisory Alpha LLC5,275$2.05M0.1%+4.4%0.001%
8/1/2025Rossby Financial LCC3,441$1.34M0.5%+1.3%0.001%
8/1/2025SYM FINANCIAL Corp1,062$412K0.0%+5.9%0.000%
8/1/2025Facet Wealth Inc.1,524$592K0.0%+31.2%0.000%
8/1/2025United Capital Management of KS Inc.11,385$4.42M0.7%-15.4%0.002%
8/1/2025Liberty Wealth Management LLC1,420$551K0.1%+52.9%0.000%
8/1/2025Wealth Watch Advisors INC3,837$1.49M0.9%+3.9%0.001%
8/1/2025Teacher Retirement System of Texas161,307$62.62M0.3%-8.1%0.034%
8/1/2025Transcend Capital Advisors LLC3,450$1.34M0.1%-9.8%0.001%
8/1/2025Penobscot Wealth Management759$295K0.1%+12.1%0.000%
This New Rule Could Change Everything (Ad)

A major change is quietly going into effect this July — and Wall Street is already positioning for it. Big Banks have found a way to use a new asset as if it were cash. Not stocks. Not bonds. Not even the U.S. dollar. They now trust this asset more than the traditional financial system itself.

To help you get started, we're giving away a FREE Wealth Protection Guide that shows you exactly how
8/1/2025Convergence Investment Partners LLC5,623$2.18M0.6%-1.0%0.001%
8/1/2025Bessemer Group Inc.19,808$7.69M0.0%-94.3%0.004%
8/1/2025Brookwood Investment Group LLC3,034$1.18M0.2%+16.3%0.001%
8/1/2025GoalVest Advisory LLC133$52K0.0%-46.8%0.000%
8/1/2025First Command Advisory Services Inc.2,916$1.13M0.0%+15.3%0.001%
8/1/2025Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group2,796$1.09M0.7%+3.5%0.001%
8/1/2025Banco Santander S.A.83,356$32.36M0.3%+3.5%0.018%
8/1/2025Ashton Thomas Private Wealth LLC18,475$7.17M0.3%+3.1%0.004%
8/1/2025OVERSEA CHINESE BANKING Corp Ltd1,806$696K0.0%-38.1%0.000%
8/1/2025Solstein Capital LLC4,324$1.68M0.8%+2.6%0.001%
8/1/2025Delta Investment Management LLC3,971$1.54M0.3%-0.9%0.001%
8/1/2025Envestnet Asset Management Inc.476,877$185.13M0.1%+3.0%0.101%
8/1/2025Chilton Capital Management LLC3,115$1.21M0.0%-0.9%0.001%
7/31/2025 Nisa Investment Advisors LLC160,371$62.26M0.3%-6.3%0.034%
7/31/2025 Resonant Capital Advisors LLC2,475$961K0.1%+37.1%0.001%
7/31/2025 Hixon Zuercher LLC21,407$8.31M2.7%-8.7%0.005%
7/31/2025 Wealthfront Advisers LLC64,699$25.12M0.1%+1.9%0.014%
7/31/2025 Oppenheimer Asset Management Inc.61,229$23.77M0.3%+11.2%0.013%
7/31/2025 Orion Capital Management LLC705$274K0.1%-14.0%0.000%
7/31/2025 Optimum Investment Advisors4,031$1.57M0.7%-1.9%0.001%
7/31/2025 VestGen Investment Management1,086$422K0.3%-8.5%0.000%
7/31/2025 Fiduciary Wealth Partners LLC721$280K0.3%+426.3%0.000%
7/31/2025 Ingalls & Snyder LLC5,540$2.15M0.1%+0.8%0.001%
7/31/2025 Darden Wealth Group Inc535$208K0.1%N/A0.000%
7/31/2025 Whipplewood Advisors LLC117$45K0.0%-73.2%0.000%
7/31/2025 Interchange Capital Partners LLC1,316$511K0.1%-2.8%0.000%
7/31/2025 Brighton Jones LLC6,805$2.64M0.1%-8.4%0.001%
7/31/2025 Linden Thomas Advisory Services LLC697$271K0.0%-90.7%0.000%
7/31/2025 Leavell Investment Management Inc.14,897$5.78M0.3%+1.3%0.003%
7/31/2025 Burke & Herbert Bank & Trust Co.4,826$1.87M0.4%+9.3%0.001%
7/31/2025 CVA Family Office LLC2,538$985K0.1%-2.7%0.001%
7/31/2025 B & T Capital Management DBA Alpha Capital Management13,650$5.30M0.9%+0.2%0.003%
7/31/2025 Hartford Financial Management Inc.9,630$3.74M1.0%-56.1%0.002%
7/31/2025 BIP Wealth LLC651$253K0.0%-5.4%0.000%
7/31/2025 Rational Advisors Inc.2,233$867K0.1%-12.7%0.000%
7/31/2025 City State Bank4,483$1.74M0.5%-0.7%0.001%
7/31/2025 Aspen Capital Management LLC584$227K0.1%N/A0.000%
7/31/2025 Focus Partners Advisor Solutions LLC9,658$3.75M0.1%-25.9%0.002%
7/31/2025 Fielder Capital Group LLC533$207K0.1%N/A0.000%
7/31/2025 State of New Jersey Common Pension Fund D161,667$62.76M0.2%-1.0%0.034%
7/31/2025 Keeler Thomas Management LLC1,165$452K0.2%-86.0%0.000%
7/31/2025 Allied Investment Advisors LLC43,731$16.98M3.0%+1.7%0.009%
7/31/2025 Richards Merrill & Peterson Inc.3,771$1.46M0.7%+1.6%0.001%
7/31/2025 CNB Bank6,339$2.46M1.2%+1.1%0.001%
7/31/2025 Carlton Hofferkamp & Jenks Wealth Management LLC2,272$882K0.3%-1.1%0.000%
7/31/2025 Glass Jacobson Investment Advisors llc351$136K0.1%-46.1%0.000%
7/31/2025 Carrera Capital Advisors1,371$532K0.1%-1.6%0.000%
7/31/2025 Sage Mountain Advisors LLC3,137$1.22M0.1%+2.8%0.001%
7/31/2025 Washington Trust Advisors Inc.2,696$1.05M0.1%-1.1%0.001%
7/31/2025 Lee Danner & Bass Inc.38,285$14.86M1.2%-0.2%0.008%
The $7 company helping Nvidia build the world’s first trillion-dollar robot … (Ad)

Michael Robinson has been at the forefront of the technology market for over 40 years. Spotting some profitable trends in tech … well ahead of Wall Street. Like when he called Nvidia at a mere 80 cents a share. Or Bitcoin when it was trading for just $300. Throughout his illustrious career … Michael has given his followers almost 150 different chances to register triple-digit gains.

Now he's identified his next potential winner. Click here to find out more.
7/31/2025 AlphaQuest LLC909$353K0.0%-89.7%0.000%
7/31/2025 Sumitomo Mitsui Trust Group Inc.1,499,272$582.03M0.4%+5.8%0.318%
7/31/2025 West Michigan Advisors LLC2,534$984K0.3%+11.6%0.001%
7/31/2025 Moloney Securities Asset Management LLC998$387K0.0%+9.5%0.000%
7/31/2025 Catalyst Capital Advisors LLC907$352K0.0%+72.1%0.000%
7/31/2025 Asset Management One Co. Ltd.292,154$113.42M0.4%-8.4%0.062%
7/31/2025 Sharper & Granite LLC600$239K0.1%N/A0.000%
7/31/2025 180 Wealth Advisors LLC2,307$896K0.1%-1.5%0.000%
7/31/2025 Carnegie Investment Counsel3,365$1.31M0.0%+38.4%0.001%
7/31/2025 CAP Partners LLC839$326K0.2%+3.5%0.000%
(Data available from 1/1/2016 forward)

CAT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CAT shares?

During the previous two years, 3,214 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were Vanguard Group Inc. ($15.24B), State Street Corp ($14.23B), BlackRock Inc. ($8.34B), Capital World Investors ($5.95B), State Farm Mutual Automobile Insurance Co. ($5.83B), Geode Capital Management LLC ($3.79B), and Fisher Asset Management LLC ($3.29B).Learn more on Caterpillar's institutional investors.

What percentage of Caterpillar's stock is owned by institutional investors?

70.98% of Caterpillar's stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.

Which institutional investors have been buying Caterpillar's stock?

Of the 2,728 institutional investors that purchased Caterpillar's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Norges Bank ($11.64M), Valeo Financial Advisors LLC ($7.28M), GAMMA Investing LLC ($3.73M), International Assets Investment Management LLC ($3.62M), Capital Wealth Planning LLC ($1.43M), Pacer Advisors Inc. ($1.38M), and Capital Research Global Investors ($1.32M).

How much institutional buying is happening at Caterpillar?

Institutional investors have bought a total of 44,806,555 shares in the last 24 months. This purchase volume represents approximately $16.23B in transactions.

Which of Caterpillar's major shareholders have been selling company stock?

Of the 1,645 institutional investors that sold Caterpillar's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: International Assets Investment Management LLC ($2.13M), Capital World Investors ($1.09M), Legal & General Group Plc ($900.22K), Ameriprise Financial Inc. ($650.33K), Diamond Hill Capital Management Inc. ($648.87K), Amundi ($611.22K), and FMR LLC ($594.24K).

How much institutional selling is happening at Caterpillar?

Institutional investors have sold a total of 20,089,562 shares in the last 24 months. This volume of shares sold represents approximately $7.15B in transactions.


Related Companies

This page (NYSE:CAT) was last updated on 8/2/2025 by MarketBeat.com Staff
From Our Partners
Is Elon's empire crumbling?
The Tesla Shock Nobody Sees Coming While headlines scream "Tesla is doomed"... Jeff Brown has uncovered ...
Brownstone Research | Sponsored
Buffett to put 90% of his money in this one stock?
CPA and CFA says you have WAY too many stocks - just buy these 3 After years working at the biggest accoun...
Altimetry | Sponsored
He Called Nvidia at $1.10. Now, He Says THIS Stock Will…
The original Magnificent Seven returned 16,894%—turning $7K into $1.18 million. Now, the man who called Nvi...
The Oxford Club | Sponsored
Digital Dollar Alert: Protect Your Wealth Before It’s Too Late
134 countries are developing Central Bank Digital Currencies — and the U.S. is quietly testing one. Experts...
American Alternative | Sponsored
China just unlocked Nvidia’s AI chips—what that means for you
Tired of Missing Big AI Moves Like Nvidia? You’re not the problem—your trading system is. Tim’s XGPT system...
Timothy Sykes | Sponsored
REVEALED FREE: Our top 3 stocks to own in 2025 and beyond
Every time Weiss Ratings flashed green like this, the average gain on each and every stock has been 303% (incl...
Weiss Ratings | Sponsored
Why AMZN, GOOG, MSFT might destroy NVDA
Investing Legend Hints the End May be Near for These 3 Iconic Stocks Futurist Eric Fry say Amazon, Tesla an...
InvestorPlace | Sponsored
Your blueprint for crypto wealth
Mark August 12th on your calendar. 27 of crypto's most successful minds are about to reveal everything…
Crypto 101 Media | Sponsored