Caterpillar (CAT) Institutional Ownership

$354.79
+3.01 (+0.86%)
(As of 05/10/2024 ET)

Institutional Ownership Changes (13F Filings) for Caterpillar (NYSE:CAT)

Current
Institutional Ownership
Percentage
70.98%
Number of
Institutional Buyers
(last 12 months)
1661
Total
Institutional Inflows
(last 12 months)
$11.17B
Number of
Institutional Sellers
(last 12 months)
1322
Total
Institutional Outflows
(last 12 months)
$13.41B
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CAT Institutional Buying and Selling by Quarter

Caterpillar Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/11/2024Trustmark National Bank Trust Department4,409$1.62M0.1%+18.8%0.001%
5/11/2024Davis R M Inc.3,407$1.25M0.0%-2.4%0.001%
5/11/2024Peak Asset Management LLC564$207K0.0%N/A0.000%
5/11/2024Cynosure Group LLC3,635$1.33M0.2%-54.5%0.001%
5/11/2024Orion Capital Management LLC820$300K0.2%-10.9%0.000%
5/11/2024Catalytic Wealth RIA LLC1,223$448K0.1%+12.4%0.000%
5/11/2024Jacobi Capital Management LLC12,194$4.47M0.4%+0.3%0.002%
5/11/2024Edgestream Partners L.P.21,912$8.03M0.4%+1,220.8%0.004%
5/11/2024Patten & Patten Inc. TN3,913$1.43M0.1%-9.2%0.001%
5/10/2024Acadian Asset Management LLC9,037$3.31M0.0%+17.2%0.002%
5/10/2024Fiducient Advisors LLC2,477$908K0.2%+2.4%0.001%
5/10/2024TIAA Trust National Association21,080$7.72M0.0%+3.6%0.004%
5/10/2024Vanguard Group Inc.47,866,367$17.54B0.3%-1.0%9.788%
5/10/2024Alera Investment Advisors LLC1,270$465K0.1%-37.5%0.000%
5/10/2024Cornerstone Advisors LLC32,500$11.91M0.5%-3.0%0.007%
5/10/2024Spirepoint Private Client LLC604$221K0.0%N/A0.000%
5/10/2024Intech Investment Management LLC162,123$59.41M0.8%+195.0%0.033%
5/10/2024Cooper Haims Advisors LLC1,601$587K0.3%-3.1%0.000%
5/10/2024Clearstead Trust LLC2,168$794K0.2%+3.3%0.000%
5/10/2024Nicolet Advisory Services LLC3,850$1.43M0.1%+17.3%0.001%
5/10/2024Mitsubishi UFJ Trust & Banking Corp400,496$146.47M0.3%+16.3%0.082%
5/10/2024Pinnacle Wealth Planning Services Inc.3,893$1.43M0.2%+0.8%0.001%
5/10/2024Jupiter Asset Management Ltd.265,743$97.38M0.9%+266.9%0.054%
5/10/2024First Foundation Advisors3,861$1.42M0.1%+4.8%0.001%
5/10/2024Pinkerton Retirement Specialists LLC714$262K0.0%-19.2%0.000%
5/10/2024Mizuho Markets Americas LLC34,519$12.65M0.3%+90.5%0.007%
5/10/2024M&G Plc41,009$15.01M0.1%N/A0.008%
5/10/2024Banco Santander S.A.81,022$29.69M0.4%+16.3%0.017%
5/10/2024 Bright Financial Advisors Inc.692$232K0.2%N/A0.000%
5/10/2024 Tocqueville Asset Management L.P.152,053$55.72M0.9%-3.4%0.031%
5/10/2024 1ST Source Bank10,012$3.67M0.2%-1.2%0.002%
5/10/2024 Wintrust Investments LLC6,894$2.53M0.2%-0.9%0.001%
5/10/2024 Taylor Hoffman Wealth Management1,717$629K0.3%-1.8%0.000%
5/10/2024 Nwam LLC3,774$1.31M0.1%-10.7%0.001%
5/10/2024 Trust Investment Advisors7,687$2.82M2.0%-0.6%0.002%
5/9/2024 Forum Financial Management LP6,190$2.27M0.0%-1.1%0.001%
5/9/2024 RFP Financial Group LLC3,408$1.25M0.5%-5.1%0.001%
5/9/2024 Great Lakes Retirement Inc.5,084$1.86M0.3%+3.7%0.001%
5/9/2024 Dorsey & Whitney Trust CO LLC7,296$2.67M0.2%-5.4%0.001%
5/9/2024 Brighton Jones LLC6,377$2.34M0.1%+13.7%0.001%
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5/9/2024 Private Portfolio Partners LLC1,008$369K0.1%-31.9%0.000%
5/9/2024 Orion Portfolio Solutions LLC23,471$8.60M0.1%+3.2%0.005%
5/9/2024 Blair William & Co. IL117,623$43.10M0.1%-4.0%0.024%
5/9/2024 Wilkins Investment Counsel Inc.3,035$1.11M0.2%N/A0.001%
5/9/2024 Renasant Bank571$209K0.1%N/A0.000%
5/9/2024 Maple Capital Management Inc.896$328K0.0%-3.7%0.000%
5/9/2024 HBK Sorce Advisory LLC9,748$3.57M0.1%+9.8%0.002%
5/9/2024 Kingsview Wealth Management LLC12,003$4.40M0.1%-1.5%0.002%
5/9/2024 Zega Financial LLC2,317$849K0.3%-40.6%0.000%
5/9/2024 Beacon Investment Advisory Services Inc.24,314$8.91M0.4%+2.7%0.005%
5/9/2024 Ledyard National Bank12,982$4.76M0.5%+5.0%0.003%
5/9/2024 Planning Directions Inc.635$233K0.2%N/A0.000%
5/9/2024 TBH Global Asset Management LLC2,445$896K0.2%+2.8%0.000%
5/9/2024 SageView Advisory Group LLC1,261$462K0.0%-12.7%0.000%
5/9/2024 D Orazio & Associates Inc.835$306K0.0%+4.0%0.000%
5/9/2024 Mitsubishi UFJ Asset Management Co. Ltd.863,117$316.27M0.4%+12.5%0.176%
5/9/2024 Souders Financial Advisors3,628$1.33M0.2%+2.8%0.001%
5/9/2024 Foundry Partners LLC79,842$29.26M1.6%+14.1%0.016%
5/9/2024 Texas Yale Capital Corp.3,003$1.10M0.0%+1.7%0.001%
5/9/2024 Angeles Wealth Management LLC837$307K0.0%N/A0.000%
5/9/2024 Interchange Capital Partners LLC637$238K0.2%N/A0.000%
5/9/2024 State Board of Administration of Florida Retirement System593,608$217.52M0.4%+8.1%0.121%
5/9/2024 Eagle Bay Advisors LLC723$265K0.2%-13.0%0.000%
5/9/2024 TD Asset Management Inc258,943$94.88M0.1%-1.1%0.053%
5/9/2024 Dearborn Partners LLC39,831$14.60M0.6%-1.6%0.008%
5/9/2024 Rogco LP3,083$1.13M0.5%+2.8%0.001%
5/9/2024 Koshinski Asset Management Inc.17,249$6.32M0.6%+13.0%0.004%
5/8/2024 BNP PARIBAS ASSET MANAGEMENT Holding S.A.100,145$36.70M0.1%-6.9%0.020%
5/8/2024 Taurus Asset Management LLC3,258$1.19M0.1%-8.4%0.001%
5/8/2024 Edmond DE Rothschild Holding S.A.11,031$4.04M0.1%-28.6%0.002%
5/8/2024 Cozad Asset Management Inc.6,976$2.56M0.3%+7.2%0.001%
5/8/2024 Doheny Asset Management CA556$204K0.2%N/A0.000%
5/8/2024 J.P. Marvel Investment Advisors LLC12,459$4.57M0.8%+2.4%0.003%
5/8/2024 Richard C. Young & CO. LTD.56,364$20.65M2.6%-1.2%0.012%
5/8/2024 Financial & Tax Architects LLC17,845$6.54M1.8%-13.3%0.004%
5/8/2024 Bleakley Financial Group LLC18,783$6.88M0.2%+1.5%0.004%
5/8/2024 Heritage Wealth Advisors2,556$937K0.0%-1.6%0.001%
5/8/2024 Focused Wealth Management Inc7,572$2.78M0.4%+2.2%0.002%
5/8/2024 ProShare Advisors LLC747,697$273.98M0.7%-10.5%0.153%
5/8/2024 Commonwealth of Pennsylvania Public School Empls Retrmt SYS111,759$40.95M0.3%+0.0%0.023%
5/8/2024 Avantax Advisory Services Inc.35,179$12.89M0.1%+12.7%0.007%
5/8/2024 US Bancorp DE619,629$227.05M0.3%-3.4%0.127%
5/8/2024 Addison Capital Co2,061$755K0.4%+6.0%0.000%
5/8/2024 Hohimer Wealth Management LLC1,758$644K0.2%+6.0%0.000%
5/8/2024 Isthmus Partners LLC1,257$461K0.1%-7.4%0.000%
5/8/2024 Russell Investments Group Ltd.117,719$43.09M0.1%-11.3%0.024%
5/8/2024 Washington Trust Advisors Inc.2,871$1.05M0.1%-12.6%0.001%
5/8/2024 QRG Capital Management Inc.99,554$36.48M0.5%+9.4%0.020%
5/8/2024 Watershed Private Wealth LLC6,185$2.27M1.0%-0.5%0.001%
5/8/2024 Headlands Technologies LLC982$360K0.1%+10.6%0.000%
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5/8/2024 Legacy Capital Group California Inc.5,478$2.01M0.7%+49.3%0.001%
5/8/2024 Williams Jones Wealth Management LLC.16,533$6.06M0.1%-0.2%0.003%
5/8/2024 Semus Wealth Partners LLC627$230K0.2%-9.1%0.000%
5/8/2024 Keeler Thomas Management LLC16,326$5.98M2.0%-0.8%0.003%
5/8/2024 Delta Financial Advisors LLC653$239K0.1%N/A0.000%
5/8/2024 Inspire Investing LLC54,544$19.99M2.0%+9.6%0.011%
5/8/2024 Inspire Advisors LLC6,826$2.50M0.3%+4.9%0.001%
5/8/2024 Thoroughbred Financial Services LLC10,574$3.87M0.4%-15.2%0.002%
5/8/2024 Donoghue Forlines LLC4,218$1.55M0.4%-15.5%0.001%
5/7/2024 Meeder Advisory Services Inc.9,101$3.34M0.3%+6.1%0.002%
(Data available from 1/1/2016 forward)

CAT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CAT shares?

During the previous two years, 2,714 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were Vanguard Group Inc. ($17.54B), State Street Corp ($9.59B), Capital World Investors ($8.58B), BlackRock Inc. ($8.34B), Fisher Asset Management LLC ($2.41B), Geode Capital Management LLC ($2.34B), and Northern Trust Corp ($1.97B).Learn more on CAT's institutional investors.

What percentage of Caterpillar stock is owned by institutional investors?

70.98% of Caterpillar stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.

Which institutional investors have been buying Caterpillar stock?

Of the 2,342 institutional investors that purchased Caterpillar stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank Julius Baer & Co. Ltd Zurich ($9.16M), Capital World Investors ($6.98M), Norges Bank ($5.62M), Gateway Advisory LLC ($4.03M), International Assets Investment Management LLC ($2.16M), Altshuler Shaham Ltd ($2.03M), and FMR LLC ($1.82M).

How much institutional buying is happening at Caterpillar?

Institutional investors have bought a total of 77,030,367 shares in the last 24 months. This purchase volume represents approximately $18.96B in transactions.

Which Caterpillar major shareholders have been selling company stock?

Of the 1,756 institutional investors that sold Caterpillar stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: OFI Invest Asset Management ($28.19M), Altshuler Shaham Ltd ($3.81M), Invesco Ltd. ($1.80M), Private Advisor Group LLC ($1.56M), Price T Rowe Associates Inc. MD ($1.56M), Capital International Investors ($1.28M), and Bank of New York Mellon Corp ($1.20M).

How much institutional selling is happening at Caterpillar?

Institutional investors have sold a total of 74,535,251 shares in the last 24 months. This volume of shares sold represents approximately $18.08B in transactions.


This page (NYSE:CAT) was last updated on 5/12/2024 by MarketBeat.com Staff

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