As of the most recent reporting period, the following institutional investors, funds, and major shareholders have reported short positions of Caterpillar: Twin Tree Management LP, Picton Mahoney Asset Management, XR Securities LLC, SG Americas Securities LLC, BW Gestao de Investimentos Ltda., BNP Paribas Financial Markets, Concourse Financial Group Securities Inc., Sequoia Financial Advisors LLC, SpiderRock Advisors LLC, XY Capital Ltd, Caas Capital Management LP, Oak Hill Wealth Advisors LLC, Curated Wealth Partners LLC, Nomura Holdings Inc., Readystate Asset Management LP, Parallax Volatility Advisers L.P., BlueCrest Capital Management Ltd, Citadel Advisors LLC, Cresset Asset Management LLC, Candelo Capital Management LP, Verition Fund Management LLC, Oaktree Capital Management LP, Eisler Capital US LLC, Eisler Capital UK Ltd., Capstone Investment Advisors LLC, Allianz Asset Management GmbH, and Hsbc Holdings PLC. These positions are disclosed in Form 13F filings with the Securities and Exchange Commission.