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Caterpillar (CAT) SEC Filings & 10K Form

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$366.04 +5.67 (+1.57%)
(As of 12/20/2024 05:45 PM ET)

Recent Caterpillar SEC Filings

DateFilerForm TypeView
12/13/2024
9:24 AM
Caterpillar (Filer)
Form S-3ASR
12/06/2024
11:15 AM
Caterpillar (Issuer)
DICKINSON DANIEL M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/05/2024
2:35 PM
Caterpillar (Issuer)
Johnson Gerald (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/03/2024
12:07 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/29/2024
1:21 PM
Caterpillar (Subject)
Fassino Anthony D. (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/27/2024
1:07 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/27/2024
1:09 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/27/2024
1:10 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/26/2024
5:25 PM
Caterpillar (Issuer)
Fish James C Jr (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/26/2024
3:53 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
11/25/2024
5:30 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Subject)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/18/2024
3:44 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/13/2024
11:52 AM
Capital World Investors (Filed by)
Caterpillar (Subject)
Form SC 13G/A
11/07/2024
4:30 PM
Caterpillar (Subject)
De Lange Bob (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/07/2024
4:05 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/07/2024
11:32 AM
Caterpillar (Issuer)
DICKINSON DANIEL M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/07/2024
9:36 AM
Caterpillar (Issuer)
KEENE NAZZIC S (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
11/06/2024
5:05 PM
Caterpillar (Subject)
Fassino Anthony D. (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/06/2024
4:20 PM
Caterpillar (Subject)
DICKINSON DANIEL M (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/06/2024
9:40 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
11/05/2024
10:26 AM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/04/2024
2:40 PM
Caterpillar (Subject)
Johnson Cheryl H (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
11/01/2024
4:03 PM
Caterpillar (Subject)
Schaupp William E (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
10/30/2024
5:33 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/28/2024
3:24 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/28/2024
3:23 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/28/2024
3:23 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/11/2024
7:34 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/01/2024
12:04 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/01/2024
12:06 PM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/27/2024
2:18 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/27/2024
2:19 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/27/2024
2:21 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/05/2024
11:44 AM
Caterpillar (Issuer)
Johnson Gerald (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/04/2024
5:07 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/03/2024
4:06 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/30/2024
4:07 PM
Caterpillar (Subject)
Fassino Anthony D. (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/27/2024
1:49 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
1:52 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2024
1:54 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/23/2024
10:38 AM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
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08/22/2024
4:17 PM
Caterpillar (Subject)
Johnson Cheryl H (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/07/2024
9:40 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
08/06/2024
5:32 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/29/2024
2:29 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/29/2024
2:31 PM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/29/2024
2:33 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/17/2024
12:39 PM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/17/2024
7:54 AM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/16/2024
3:14 PM
Caterpillar (Subject)
Johnson Cheryl H (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
06/27/2024
12:55 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/27/2024
12:58 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/25/2024
1:19 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/25/2024
1:21 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/25/2024
1:22 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/25/2024
1:24 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/25/2024
1:25 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/13/2024
12:09 PM
Caterpillar (Issuer)
Marks Judith Fran (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/13/2024
12:09 PM
Caterpillar (Issuer)
DICKINSON DANIEL M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/13/2024
12:10 PM
Caterpillar (Issuer)
REED DEBRA L (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/13/2024
12:10 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/13/2024
12:11 PM
Caterpillar (Issuer)
Fish James C Jr (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/13/2024
12:11 PM
Caterpillar (Issuer)
WILKINS RAYFORD JR (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/13/2024
12:11 PM
Caterpillar (Issuer)
Johnson Gerald (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/13/2024
12:12 PM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/31/2024
11:32 AM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2024
1:29 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2024
1:29 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/22/2024
3:26 PM
Caterpillar (Issuer)
Johnson Gerald (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/14/2024
12:14 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/13/2024
5:04 PM
Caterpillar (Subject)
De Lange Bob (Reporting)
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/08/2024
5:00 AM
Caterpillar (Issuer)
DICKINSON DANIEL M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/07/2024
4:25 PM
Caterpillar (Issuer)
DICKINSON DANIEL M (Reporting)
Form 4/A
05/06/2024
8:24 AM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/02/2024
10:03 AM
Caterpillar (Issuer)
DICKINSON DANIEL M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/30/2024
4:26 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/29/2024
10:25 AM
Caterpillar (Filer)
Form DEF 14A
04/29/2024
10:26 AM
Caterpillar (Filer)
Form DEFA14A
04/29/2024
10:27 AM
Caterpillar (Filer)
Form ARS
04/25/2024
5:31 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/03/2024
5:29 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/02/2024
6:44 PM
Caterpillar (Issuer)
Owens Derek (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2024
3:51 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2024
3:52 PM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/01/2024
3:53 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/18/2024
5:04 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/18/2024
5:04 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/18/2024
5:05 AM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2024
5:03 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2024
5:03 AM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2024
5:05 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
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03/08/2024
12:45 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:22 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:22 AM
Caterpillar (Issuer)
Kaiser Jason (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:23 AM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:24 AM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:25 AM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:27 AM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:19 AM
Caterpillar (Issuer)
Schaupp William E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2024
11:20 AM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
(Data available from 1/1/2016 forward)


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This page (NYSE:CAT) was last updated on 12/21/2024 by MarketBeat.com Staff
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